White Paper

Inside the mind of the compliance officer

Company: Nasdaq

Nasdaq case study

Category: Compliance

Published: 11 July 2017




Increased regulatory requirements surrounding the concept of ‘intent', places pressure on firms to implement systematic monitoring processes. However, the influx of new data sources has posed new reporting and administrative challenges.

As a result of these new challenges, many organisations are becoming increasingly concerned about data integration and the costs of effectively monitoring this data. Especially with the growing risk of reputational damage from not complying.

This white paper explores the evolution of compliance, as well as the relevant trends to keep an eye on for the future. It further addresses the key drivers for electronic communications monitoring, followed by the challenges involved.

Categories related to Compliance