White Paper

Regulatory Information Brief: MiFID II - Trade Supervision: First Defence

Company: Nasdaq

Nasdaq case study

Category: Technology Systems and Software

Published: 16 May 2016




The exponential growth of automated trading has prompted regulators to give financial firms increased responsibility for trade supervision.

The front office in particular faces new supervisory requirements that will necessitate the development of a real-time control room environment that operates across the trading desk.

This white paper explores what is involved in implementing new regulations and how the front office will need to adapt in response to the changes.

Categories related to Technology Systems and Software