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White Paper

Special report: Unauthorised trading

Company: Operational Risk & Regulation

Operational Risk & Regulation  case study

Category: Operational Risk

Published: 30 January 2014

Format:

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Overview

Download this special report from Operational Risk & Regulation to find out why the risk of unauthorised trading grows from cultural and control problems and what can be learned from UBS's $2.3 billion rogue trading loss uncovered in 2011.

Read also an interview with Neil Roth, New York-based head of operational risk management at Mitsubishi UFJ Securities on the common factors in rogue trading cases and a contributed feature from Laura Hutton, director of banking solutions at SAS, which demonstrates the value of a holistic approach that focuses on proactively identifying and preventing risk, moving away from check-box, process-driven compliance

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