Company: Operational Risk & Regulation
Category: Operational Risk
Published: 16 March 2015
Download this special report from Operational Risk & Regulation to find out why the risk of unauthorised trading grows from cultural and control problems and what can be learned from UBS's $2.3 billion rogue trading loss uncovered in 2011.
Read also an interview with Neil Roth, New York-based head of operational risk management at Mitsubishi UFJ Securities on the common factors in rogue trading cases and a contributed feature from Laura Hutton, director of banking solutions at SAS, which demonstrates the value of a holistic approach that focuses on proactively identifying and preventing risk, moving away from check-box, process-driven compliance