Regulation white papers

Found  414 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

Display results per page
« Previous 1 3 40 41 42

Achieving IFRS 9: A long way to go in a short time

Company: Wolters Kluwer

This paper broadly sets out the critical steps of complying with IFRS 9 and suggests the most effective ways to accomplish them. It further explores the primary elements of IFRS 9 to help aid context and understanding. VIEW SUMMARY

Category: Compliance | Published: 14 August 2017 | Type: White Paper

Rating: + 5

Regulatory Client Outreach & The Path to Compliance

Company: Fenergo

This paper explores the core operational and internal challenges that currently make the process of Regulatory Client Outreach a logistical nightmare for financial institutions. It further explores a proposed ‘best practice’ approach by automating aspects of the client management process. VIEW SUMMARY

Category: Compliance | Published: 14 August 2017 | Type: White Paper

Rating: + 2

Modelling Stressed Losses Given Default (LGD's) for Macroeconomic Scenarios

Company: Moody's Analytics

This white paper explores a validated model for stressed losses given default (LGD’s). It further provides a practical solution for banks and other financial institutions that require public firm LGD estimates for risk management and compliance purposes. VIEW SUMMARY

Category: Risk Management | Published: 01 August 2017 | Type: White Paper

Rating: + 17

Finding Flow: The Case for Electronification in OTC Markets, Its Evolution and Its Future in Illiquid Markets

Company: Numerix LLC

This white paper explores the evolution of electronic OTC derivatives trading platforms. It further examines the benefits of growing adoption of electronic RFQ platforms, for structured and exotic products. VIEW SUMMARY

Category: Derivatives | Published: 28 July 2017 | Type: White Paper

Rating: + 6

Inside the mind of the compliance officer

Company: Nasdaq

This white paper explores the evolution of compliance, as well as the relevant trends to keep an eye on for the future. It further addresses the key drivers for electronic communications monitoring, followed by the challenges involved. VIEW SUMMARY

Category: Compliance | Published: 11 July 2017 | Type: White Paper

Rating: + 12

IFRS 9, Stress Testing, ICAAP - A comprehensive framework for PD calculation

Company: Prometeia

This white paper explores a comprehensive framework for IFRS 9, Stress Testing and ICAAP probabilities of default (PD) calculation. It further addresses some of the main problems arising in developing PDs for regulatory purposes and how to overcome these challenges. VIEW SUMMARY

Category: Regulation | Published: 10 July 2017 | Type: White Paper

Rating: + 26

The Evolution of the Modern Finance Leader

Company: Dun & Bradstreet

This white paper explores the continued evolution of the Finance Leader role to some of the perils and pitfalls that may lie ahead. The paper further shines a light on the issues that will shape the future of the finance function within the modern enterprise. VIEW SUMMARY

Category: Risk Management | Published: 20 June 2017 | Type: White Paper

Rating: + 9

New Best Practices for Operating in Today’s Capital Markets Reality

Company: Numerix LLC

This white paper explores the five key best practices for operating in today’s capital markets reality. It further examines the need for flexible and robust solutions to help organisations adapt to the next evolution of capital markets changes. VIEW SUMMARY

Category: Risk Management | Published: 13 June 2017 | Type: White Paper

Rating: + 11

The Finance Mountaineer’s View of the Enterprise Risk Landscape

Company: Dun & Bradstreet

This white paper explores how modern finance professionals are using data to navigate risk. It further examines how enterprise risk currently impacts enterprises, as well as the key emerging hazards in risk management. VIEW SUMMARY

Category: Risk Systems | Published: 12 June 2017 | Type: White Paper

Rating: + 9

Reconciliations – The Road to End-to-End Automation

Company: SmartStream Technologies Ltd

This white paper explores the changing reconciliations landscape, the challenges and the opportunities for success. It further explores if reconciliations systems and processes are ready to support future growth. VIEW SUMMARY

Category: Operational Risk | Published: 07 June 2017 | Type: White Paper

Rating: + 3

Display results per page

As a member you receive free access to our constantly updated library of white papers, analyst reports, web casts and legal briefings.

  • Stay informed
  • Compare services
  • Save documents
  • Receive email alerts

As a member you receive free access to our constantly updated library of white papers, analyst reports, web casts and legal briefings.

Categories related to Regulation