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Regulation white papers

Found  252 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Free webinar: Elements for a robust operational risk measurement framework - 29th October 2pm GMT/10am ET

Company: IBM Business Analytics

October 29th 2014 at 10:00 EST / 2:00pm GMT for 60min duration VIEW SUMMARY

Category: Operational Risk | Published: 20 October 2014 | Type: White Paper

Rating: + 1

Buy-side Collateral Management - Challenges and Opportunities

Company: 4sight Financial Software Ltd

The current pace of regulatory change can seem overwhelming to many buy-side firms trading Derivatives. The move to central clearing of some OTC products has raised a number of new challenges around the collateral management process that buy-side firms must deal with. VIEW SUMMARY

Category: Credit Derivatives | Published: 15 October 2014 | Type: White Paper

Rating: + 4

Lead into Gold: How Smart Cubes Are Poised to Deliver The Fast Track to Enhanced Risk Management and Compliance

Company: Wolters Kluwer

Financial institutions everywhere are facing major data management challenges as they strive to meet emerging regulatory requirements. Broad regulations like FINREP, COREP and MiFID II are all placing new reporting demands on banks and other financial firms. At the same time, individual VIEW SUMMARY

Category: Operational Risk | Published: 30 September 2014 | Type: White Paper

Rating: + 4

Selecting the right cybercrime-prevention solution

Company: IBM United Kingdom Limited

This white paper discusses key considerations and best practices to help organizations achieve effective and sustainable cybercrime prevention. VIEW SUMMARY

Category: Compliance | Published: 26 September 2014 | Type: White Paper

Rating: + 2

How is regulatory stress-testing shaping the future for banks?

Company: IBM Business Analytics

Out of the shortcomings exposed in banks’ traditional risk management VIEW SUMMARY

Category: Compliance | Published: 25 September 2014 | Type: White Paper

Rating: + 3

Meeting FFIEC guidance and cutting costs with automated fraud prevention

Company: IBM United Kingdom Limited

This white paper will discuss how organizations can achieve effective and sustainable online banking fraud prevention in accordance with FFIEC guidelines using the IBM Security cybercrime prevention architecture. VIEW SUMMARY

Category: Compliance | Published: 24 September 2014 | Type: White Paper

Rating: + 1

FCA’s Use of Dealing Commission

Company: CCL

On 10th July 2014 the FCA issued Discussion Paper 14/31 on the use of dealing commission regime: “Feedback on our thematic supervisory review and policy debate on the market for research”. This Discussion Paper builds on the Consultation Paper CP 13/17: “Consultation on use of dealing VIEW SUMMARY

Category: Hedge Funds | Published: 22 September 2014 | Type: White Paper

Rating: + 1

Solvency II — Setting higher goals for competitive advantage

Company: IBM Business Analytics

This white paper focuses on the practicalities of the internal modeling approach to Solvency II for calculating solvency capital (Pillar 1), providing appropriate governance in the calculation process (Pillar 2) and incorporating the model results into business decisions and stakeholder reporting VIEW SUMMARY

Category: Solvency II | Published: 19 September 2014 | Type: White Paper

Rating: + 3

Holistic fraud prevention: transforming the customers’ experience

Company: IBM United Kingdom Limited

Financial institutions are on a perpetual quest to improve VIEW SUMMARY

Category: Compliance | Published: 18 September 2014 | Type: White Paper

Rating: + 1

Bloomberg Ready to Support Buy-side in Valuation & Collateral Reporting under EMIR

Company: Bloomberg

Back in February this year, buy-side institutions and their bank counterparts were required to start reporting derivative trades and positions under EMIR (European Market Infrastructure Regulation). Bloomberg moved quickly to provide its EMIR reporting solution under this first phase and is already VIEW SUMMARY

Category: EMIR | Published: 15 September 2014 | Type: White Paper

Rating: + 1

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