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Regulation white papers

Found  213 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Nonbank SIFIs: No solace for US asset managers

Company: PricewaterhouseCooper LLP

This Regulatory Brief analyses the OFR report and the Consultative Document, and concludes with our continued view that the council will propose a few large asset managers for designation. VIEW SUMMARY

Category: Operational Risk | Published: 24 March 2014 | Type: White Paper

Rating: + 7

Margin calling—Is your VaR methodology ready for initial margin on uncleared derivatives?

Company: IBM Business Analytics

In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives. The revised “near-final” draft of requirements would be phased in from 2015 to 2019, impacting the largest entities first, with the VIEW SUMMARY

Category: Credit Derivatives | Published: 19 March 2014 | Type: White Paper

Rating: + 9

Evolution for efficiency: Active Collateral Management

Company: IBM Business Analytics

Through centuries of financial innovation, experimentation, and standardization, dependable collateral has been consistently used to effectively mitigate the credit risk of financial transactions. VIEW SUMMARY

Category: Credit Risk | Published: 17 March 2014 | Type: White Paper

Rating: + 2

The optimization of everything: OTC derivatives, counterparty credit risk and funding

Company: IBM Business Analytics

The global financial crisis has created much excitement over counterparty credit risk (CCR) and, in recognition of this, banks have been improving their practices around CCR. Download this white paper to find out more. VIEW SUMMARY

Category: Credit Risk | Published: 10 March 2014 | Type: White Paper

Rating: + 11

Risk Transparency

Company: Risk Books

This report is a valuable resource which will enable you to gain a competitive advantage in the increasingly important area of risk transparency and reporting. Learn how to dissect the form, content and subjective transparency of the information you provide to management and outside stakeholders; VIEW SUMMARY

Category: Operational Risk | Published: 05 March 2014 | Type: White Paper

Rating: + 4

CCAR and Beyond - Capital Assessment, Stress Testing and Applications

Company: Risk Books

Following the global financial crisis, the Comprehensive Capital Analysis Review – CCAR – has emerged in the US as the most dominant regulatory regime to face banks in recent years: banks must be able to prove to regulators that they have sufficient capital to weather a severe economic downturn. VIEW SUMMARY

Category: Compliance | Published: 13 February 2014 | Type: White Paper

Rating: + 8

Getting SMART with Anti Money Laundering: Detection, Investigation and Reporting

Company: Fiserv

This paper will address some of the issues financial institutions face and will show you how to get SMART with anti-money laundering. VIEW SUMMARY

Category: Compliance | Published: 27 January 2014 | Type: White Paper

Rating: + 6

Developing a strong risk appetite program - challenges and solutions

Company: KPMG

This paper describes several challenges associated with risk appetite program development, technical constraints associated with implementation and some commonly deployed solutions. VIEW SUMMARY

Category: Basel III | Published: 13 January 2014 | Type: White Paper

Rating: + 20

Special report: Non-traditional assets

Company: Insurance Risk

By downloading this special report you will gain access to a collection of articles and case studies that focus on non-traditional assets. VIEW SUMMARY

Category: Asset Liability Management | Published: 10 December 2013 | Type: White Paper

Rating: + 10

The global challenge of liquidity: compliance to business advantage

Company: KPMG

In this new report, we examine why liquidity is so challenging and the steps banks around the world will need to take, not just to survive but to gain a competitive advantage. VIEW SUMMARY

Category: Liquidity Risk | Published: 03 December 2013 | Type: White Paper

Rating: + 5

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