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Regulation white papers

Found  351 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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‘Finalized,’ but Far from the Finish Line – Preparing for the Next Evolution of FRTB

Company: Numerix LLC

This white paper breaks down the requirements, methodologies and formulas relating to the 'final' FRTB text. It further provides a more simplified understanding of the potential IT challenges and costs ahead. VIEW SUMMARY

Category: Regulation | Published: 23 May 2016 | Type: White Paper

Forming FRTB action plans: Tactical vs. Transformational

Company: IBM Business Analytics

This report, examines what banks are doing to achieve FRTB compliance and shares examples of best practice from banks who are leading the way. It looks at the operational impacts of implementing new measures and new technologies, and the expected impact on regulatory capital requirements. VIEW SUMMARY

Category: Infrastructure | Published: 19 May 2016 | Type: White Paper

Rating: + 3

Breaking down IFRS 9 implementation

Company: Wolters Kluwer

This white paper addresses the common technical and operational issues involved in IFRS 9 projects and solutions implementation, outlining areas of best practice and common pitfalls that should be avoided. VIEW SUMMARY

Category: Compliance | Published: 17 May 2016 | Type: White Paper

Rating: + 3

Regulatory Information Brief: MiFID II - Trade Supervision: First Defence

Company: Nasdaq

This white paper explores what is involved in implementing new regulations and how the front office will need to adapt in response to the changes. VIEW SUMMARY

Category: MiFiD | Published: 16 May 2016 | Type: White Paper

2016 EMEA & APAC Ethics & Compliance Benchmark Report

Company: NAVEX Global

This report outlines some of the main benchmarks for ethics and compliance programs, as well as giving an insight into how to calculate and capitalise on them. VIEW SUMMARY

Category: Compliance | Published: 04 May 2016 | Type: White Paper

Rating: + 2

MiFIR Special Report

Company: London Stock Exchange Group

This white paper discusses the issues raised by MiFIR reporting and explores various challenges that financial institutions face when implementing this new regulation. The paper further provides in-depth analysis from industry experts in the form of a virtual roundtable and Q&A. VIEW SUMMARY

Category: Compliance | Published: 28 April 2016 | Type: White Paper

Rating: + 5

Regulatory Information Brief: MiFID II – Risk Requirements: Re-examining Risk

Company: Nasdaq

This white paper outlines several key articles from MiFID II, which financial institutions should examine in order to make sure they comply with the new risk requirements. VIEW SUMMARY

Category: MiFiD | Published: 25 April 2016 | Type: White Paper

Rating: + 4

Bribery and Corruption: The Essential Guide to Managing the Risks

Company: ACL

This white paper outlines the key aspects of an effective process framework for managing the risks of bribery and corrupt payments. VIEW SUMMARY

Category: Enterprise Risk Management | Published: 19 April 2016 | Type: White Paper

Rating: + 6

IFRS 9: Unexpected Gains from Expected Losses

Company: Wolters Kluwer

This white paper explores IFRS 9 requirements and discusses how implementing a successful IFRS 9 strategy will allow organisations to justify key decisions and actions to employees and external supervisors. VIEW SUMMARY

Category: Regulation | Published: 15 April 2016 | Type: White Paper

Rating: + 6

A Fresh Perspective: Enhancing Transaction Cost Analysis Effectiveness

Company: Markit

Having examined existing trends and attitudes to transaction cost analysis, this white paper describes how organisations can build upon current their use of this analytical tool in order to improve the investment process. VIEW SUMMARY

Category: Compliance | Published: 11 April 2016 | Type: White Paper

Rating: + 5

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