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Regulation white papers

Found  279 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Hedge Funds: Facing new challenges

Company: DTCC

The global financial markets are on the threshold of a new regulatory era. Technology will undoubtedly underpin hedge funds’ efforts to comply and compete in this changing environment. But is it better to build tailor-made systems in-house or use a third-party provider of off-the-shelf products? VIEW SUMMARY

Category: Hedge Funds | Published: 28 May 2015 | Type: White Paper

Rating: + 1

Top-Tier US Banks Capital Plans

Company: HCL Technologies

This white paper highlights the key elements of the banks’ capital plan submissions which were identified as suffering from critical weaknesses. The thirty top tier US banks now involved in this high stakes annual assessment are painfully aware that even a passing grade is insufficient to meet VIEW SUMMARY

Category: Dodd-Frank | Published: 26 May 2015 | Type: White Paper

Rating: + 1

Internal Audit Management: Internal audit and its evolving role in GRC

Company: IBM Business Analytics

This white paper looks at the evolution of audit, independent assurance versus integrated partnership, as well as, the change from “Docu-centric” to “data-centric”. It goes onto provide insight into audit and risk mitigation synergy. VIEW SUMMARY

Category: Compliance | Published: 19 May 2015 | Type: White Paper

Rating: + 5

Seven signs you’ve outgrown your treasury management system

Company: Calypso Technology

Seismic shifts in global regulation and a more complex banking landscape areleaving treasurers vulnerable. Legacy treasury management systems cannot meet increasing national and cross-border demands, or provide the real-time decision support tools needed to optimally monitor and control risk. No VIEW SUMMARY

Category: Compliance | Published: 14 May 2015 | Type: White Paper

Rating: + 9

DFA Capital Planning Shakes Up Banks’ Infrastructure

Company: HCL Technologies

In the past four years, the universe of US banks required to submit annual VIEW SUMMARY

Category: Operational Risk | Published: 13 May 2015 | Type: White Paper

Rating: + 4

Operational risk management in the world of big data

Company: IBM Business Analytics

Today, with operational risk emerging as a primary risk threat in all major economies, market players are looking to the potential of big data as a primary driver of next-generation operational risk VIEW SUMMARY

Category: Operational Risk | Published: 13 May 2015 | Type: White Paper

Free Webinar: Leveraging the cloud for risk management, portfolio construction and reporting: trends, opportunities and challenges. Thursday, 28th May at 3pm BST / 10am EST

Company: IBM Business Analytics

Join us on Thursday, 28th May at 3pm BST / 10am EST where this free webinar will discuss the evolution of cloud-based solutions for risk management, portfolio construction, and reporting. Register now by clicking download. VIEW SUMMARY

Category: Operational Risk | Published: 30 April 2015 | Type: Webinar

Rating: + 2

A New Approach to Regulatory Compliance

Company: HCL Technologies

Since the 2008 ‘financial crisis’, regulators in virtually every jurisdiction have significantly ‘upped the ante’ in terms of levels of disclosure, granularity, trace-ability and frequency of regulatory reporting requirements. VIEW SUMMARY

Category: Compliance | Published: 27 April 2015 | Type: White Paper

Rating: + 8

Creating Safe and Fair Markets

Company: Aesthetic Integration Limited

In this white paper intended for the wider financial industry, we present our vision for the design and regulation of electronic financial markets empowered by formal verification. VIEW SUMMARY

Category: Compliance | Published: 17 April 2015 | Type: White Paper

Rating: + 4

OECD CRS: The Global Challenge for Automatic Account Reporting

Company: Software Daten Service

FATCA, and in particular the implementation via intergovernmental agreements, has triggered a global wave VIEW SUMMARY

Category: Compliance | Published: 31 March 2015 | Type: White Paper

Rating: + 4

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