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Regulation white papers

Found  289 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Wholesale banking: Challenges in automating commercial credit risk management

Company: IBM Business Analytics

Default rates on commercial credit facilities are at their highest rate in almost two decades, and automation is an effective tool to help banks improve transparency, enhance management control and increase operational effectiveness. VIEW SUMMARY

Category: Credit Risk | Published: 04 September 2015 | Type: White Paper

Keeping score: Evolving wholesale credit on a maturity model

Company: IBM Business Analytics

Wholesale credit is a bright spot for financial institutions. It did not cause the financial crisis, it does not lend itself to systemic risk, and it remains a profitable area for banks. Unfortunately, most banks do not have an adequate risk framework in place to fully take advantage. VIEW SUMMARY

Category: Corporate Structures | Published: 01 September 2015 | Type: White Paper

Rating: + 2

Credit risk management: Collateral, covenants and risk review

Company: IBM Business Analytics

Credit risk management only begins with the approval of a loan. The ongoing processes of managing collateral, loan covenants, and monitoring the borrower’s financial condition are key to ensuring that the bank is in the best position to minimize its loss, should the borrower encounter issues. VIEW SUMMARY

Category: Technology Systems and Software | Published: 24 August 2015 | Type: White Paper

Rating: + 6

Exclusive keynote speaker and panellist video content from the Inaugural RiskHedge New York Conference

Company: Risk.net

Risk and Hedge Funds Review are delighted to provide you with exclusive keynote speaker and panellist video content from the Inaugural RiskHedge New York Conference – the 1st event for leading thinkers of risk and portfolio management with in Hedge Fund and Asset Management industry. VIEW SUMMARY

Category: Asset Liability Management | Published: 19 August 2015 | Type: Video

Will your business practices come back to haunt you? Use technology to mitigate your chances of conduct risk

Company: ACL

Conduct risk is not something that can be identified by applying a simple boilerplate. Each financial services business will have its own culture, customer base, product portfolio and marketing strategy, so the risks will to some extent be bespoke to the business and they may also be deep-rooted. VIEW SUMMARY

Category: Operational Risk | Published: 14 August 2015 | Type: White Paper

Rating: + 5

Beyond Modern Portfolio Theory: Probabilistic Scenario Optimisation

Company: IBM United Kingdom Limited

This white paper provides a methodology for portfolio choice based upon modern risk management techniques and a clearer definition of the investment risk/return profile to feature goal-based investing and probabilistic scenario optimisation. VIEW SUMMARY

Category: Risk Management | Published: 30 July 2015 | Type: White Paper

Rating: + 9

Internal Audit Management: Internal audit and its evolving role in GRC

Company: IBM Business Analytics

This white paper looks at the evolution of audit, independent assurance versus integrated partnership, as well as, the change from “Docu-centric” to “data-centric”. It goes onto provide insight into audit and risk mitigation synergy. VIEW SUMMARY

Category: Compliance | Published: 07 July 2015 | Type: White Paper

Rating: + 8

Free webinar: Optimise IT governance with a sustainable risk and compliance approach: aligning IT with corporate initiatives, strategy and regulatory requirements

Company: IBM Business Analytics

Free webinar: Optimise IT governance with a sustainable risk and compliance approach: aligning IT with corporate initiatives, strategy and regulatory requirements. 9th of July, 3pm BST/10 am ET. VIEW SUMMARY

Category: Compliance | Published: 01 July 2015 | Type: White Paper

Rating: + 2

Battling fraud at the root cause: How cybercriminals bypass your security defenses and what you can do about it

Company: IBM United Kingdom Limited

This white paper provides an overview of how cybercriminals circumvent security measures at each stage of a transaction’s lifecycle — pre- login, during login and post-login — and offers strategies to help financial organizations combat malware-driven attacks. VIEW SUMMARY

Category: Risk Systems | Published: 22 June 2015 | Type: White Paper

Rating: + 7

Creating Effective Risk Models Using Machine Intelligence

Company: Ayasdi

This white paper looks into the current approaches to risk model development, validation, and monitoring. It goes further by discussing the challenges business face within these areas and examines how machine intelligence can provide solutions. VIEW SUMMARY

Category: Operational Risk | Published: 18 June 2015 | Type: White Paper

Rating: + 7

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