Regulation white papers

Found  425 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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A Legacy of Risk: Technology Transformation in Practice

Company: Numerix LLC

This white paper examines the challenges faced by risk management executives when attempting to replace their risk technology architectures. It highlights lessons learned during this process and pitfalls to avoid, including those related to technical, operational, and cultural factors. VIEW SUMMARY

Category: Risk Management | Published: 23 October 2017 | Type: White Paper

Rating: + 2

Leveraging technological innovation to establish a more effective regulatory ecosystem

Company: KPMG

This white paper examines the importance of establishing and implementing an effective regulatory ecosystem powered by technology. If further explores how harnessing RegTech can help significantly reduce compliance-related cost and enhance control. VIEW SUMMARY

Category: Compliance | Published: 18 October 2017 | Type: White Paper

Rating: + 3

Preparing for a New Era of Cash and Liquidity Management - Video Highlights

Company: SmartStream Technologies Ltd

This animated video provides highlights from an exclusive survey from WatersTechnology, in association with SmartStream. It offers insights into why there should be opportunities for firms to extract more value from regulatory driven projects and realising cost efficiencies. VIEW SUMMARY

Category: Liquidity Risk | Published: 17 October 2017 | Type: White Paper

Rating: + 2

The Regulatory Opportunity – Preparing for a New Era of Cash and Liquidity Management

Company: SmartStream Technologies Ltd

This white paper explores the processes surrounding liquidity management the regulation affecting liquidity thresholds. It examines the value of bringing liquidity systems and processes together to ensure all information impacting liquidity can be viewed in a single system. VIEW SUMMARY

Category: Liquidity Risk | Published: 25 September 2017 | Type: White Paper

Rating: + 11

MiFID II - Solving the Data Challenge

Company: MarkLogic

This white paper addresses one of the key regulations the top executives at financial institutions have on their agenda: MiFID II. What are the key data challenges and what technology is needed to solve them? These and many other questions are answered in this paper. VIEW SUMMARY

Category: MiFiD | Published: 21 September 2017 | Type: White Paper

Rating: + 4

The nexus between regulation and technology innovation

Company: KPMG

This white paper explores the drivers behind RegTech solutions as well as the key business benefits of enabling technologies. It further examines how regulatory technology innovation can help organisations gain greater strategic advantage, reduce costs and harmonize coordination. VIEW SUMMARY

Category: Technology Systems and Software | Published: 07 September 2017 | Type: White Paper

Rating: + 7

Benchmarks Regulation – The Game is On

Company: RIMES

This white paper addresses the fast approaching deadline for Europe’s Benchmarks Regulation. It further provides guidance and information from the regulator to help organisations ensure compliance from January 2018. VIEW SUMMARY

Category: Regulation | Published: 05 September 2017 | Type: White Paper

Rating: + 5

Solving the MiFID II challenge

Company: FIS

This white paper aims to help organization solve the MiFID II challenge. It further explains how there is still time for organisations to take on a MiFID II technology solution ready for the 2018 deadline. VIEW SUMMARY

Category: MiFiD | Published: 04 September 2017 | Type: White Paper

Rating: + 6

Accelerated Margin Valuation Adjustment

Company: NEX TriOptima

This white paper explores how the sheer speed of the triCalculate engine allows for full valuation in every step to guarantee accelerated Margin Valuation Adjustment. VIEW SUMMARY

Category: Risk Management | Published: 01 September 2017 | Type: White Paper

Rating: + 10

Liquidity - Bringing it all Together

Company: SmartStream Technologies Ltd

This white paper examines the evolution of liquidity and the introduction of additional requirements for intra-day liquidity management. It further explores why organisations are moving towards intraday models and global liquidity engines. VIEW SUMMARY

Category: Regulation | Published: 30 August 2017 | Type: White Paper

Rating: + 11

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