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Compliance white papers

Found  183 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements.

Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

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Battling fraud at the root cause: How cybercriminals bypass your security defenses and what you can do about it

Company: IBM United Kingdom Limited

This white paper provides an overview of how cybercriminals circumvent security measures at each stage of a transaction’s lifecycle — pre- login, during login and post-login — and offers strategies to help financial organizations combat malware-driven attacks. VIEW SUMMARY

Category: Risk Systems | Published: 22 June 2015 | Type: White Paper

Rating: + 7

Creating Effective Risk Models Using Machine Intelligence

Company: Ayasdi

This white paper looks into the current approaches to risk model development, validation, and monitoring. It goes further by discussing the challenges business face within these areas and examines how machine intelligence can provide solutions. VIEW SUMMARY

Category: Operational Risk | Published: 18 June 2015 | Type: White Paper

Rating: + 5

Selecting the right cybercrime-prevention solution

Company: IBM United Kingdom Limited

Financial institutions, commercial enterprises and government organisations are all prime targets for cyber-crime. Malicious software, or malware, is the primary attack tool used by cyber criminals to execute account takeover attacks, steal VIEW SUMMARY

Category: Operational Risk | Published: 15 June 2015 | Type: White Paper

Rating: + 4

Next generation criminal fraud detection: Identifying account takeover and fraudulent transactions to help stop cybercriminals

Company: IBM United Kingdom Limited

In today’s ever changing fraud landscape, much of the currently used statistical-based fraud detection methodology is creating significant challenges for both organizations and end users. These statistical models generate high false positive rates and provide a risk score that does not effectively VIEW SUMMARY

Category: Operational Risk | Published: 05 June 2015 | Type: White Paper

Rating: + 4

Hedge Funds: Facing new challenges

Company: DTCC

The global financial markets are on the threshold of a new regulatory era. Technology will undoubtedly underpin hedge funds’ efforts to comply and compete in this changing environment. But is it better to build tailor-made systems in-house or use a third-party provider of off-the-shelf products? VIEW SUMMARY

Category: Hedge Funds | Published: 28 May 2015 | Type: White Paper

Rating: + 3

Top-Tier US Banks Capital Plans

Company: HCL Technologies

This white paper highlights the key elements of the banks’ capital plan submissions which were identified as suffering from critical weaknesses. The thirty top tier US banks now involved in this high stakes annual assessment are painfully aware that even a passing grade is insufficient to meet VIEW SUMMARY

Category: Dodd-Frank | Published: 26 May 2015 | Type: White Paper

Rating: + 1

Internal Audit Management: Internal audit and its evolving role in GRC

Company: IBM Business Analytics

This white paper looks at the evolution of audit, independent assurance versus integrated partnership, as well as, the change from “Docu-centric” to “data-centric”. It goes onto provide insight into audit and risk mitigation synergy. VIEW SUMMARY

Category: Compliance | Published: 19 May 2015 | Type: White Paper

Rating: + 6

Seven signs you’ve outgrown your treasury management system

Company: Calypso Technology

Seismic shifts in global regulation and a more complex banking landscape areleaving treasurers vulnerable. Legacy treasury management systems cannot meet increasing national and cross-border demands, or provide the real-time decision support tools needed to optimally monitor and control risk. No VIEW SUMMARY

Category: Compliance | Published: 14 May 2015 | Type: White Paper

Rating: + 9

Operational risk management in the world of big data

Company: IBM Business Analytics

Today, with operational risk emerging as a primary risk threat in all major economies, market players are looking to the potential of big data as a primary driver of next-generation operational risk VIEW SUMMARY

Category: Operational Risk | Published: 13 May 2015 | Type: White Paper

Rating: + 5

DFA Capital Planning Shakes Up Banks’ Infrastructure

Company: HCL Technologies

In the past four years, the universe of US banks required to submit annual VIEW SUMMARY

Category: Operational Risk | Published: 13 May 2015 | Type: White Paper

Rating: + 4

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As a member you receive free access to our constantly updated library of white papers, analyst reports, web casts and legal briefings.

Categories related to Compliance