Compliance white papers

Found  273 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements.

Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

Display results per page
« Previous 1 3 26 27 28 Next »

The IFRS 9 Impairment Model and its Interaction with the Basel Framework

Company: Moody's Analytics

This white paper explores the growing interaction between risk management and accounting in relation to credit risk modelling approaches, capital ratios, and provisions calculations, as well as data management and governance in preparation for IFRS 9. VIEW SUMMARY

Category: Compliance | Published: 12 January 2017 | Type: White Paper

Rating: + 9

The path to compliance: Unwinding the insurance industry’s regulatory requirements

Company: BearingPoint

This white paper provides insight from a range of experts on how insurance firms can address the new regulatory landscape, and how they are approaching reporting and risk management in the wider context of current market conditions. VIEW SUMMARY

Category: Compliance | Published: 09 January 2017 | Type: White Paper

Rating: + 4

Maximizing Stress Testing Investment: Strategic Capital Analysis

Company: Moody's Analytics

This white paper focuses on initiatives to enhance regulatory compliance and explores how organisations can use new tools to expand key performance metric forecasting under various economic conditions, to guide and optimize business strategy. VIEW SUMMARY

Category: Risk Systems | Published: 04 January 2017 | Type: White Paper

Rating: + 5

Are Internal Credit Models for Structured Securities Going Away? An Analysis of the Recent Basel Consultative Document

Company: Moody's Analytics

This white paper focuses on the proposed changes and their implications for calculating credit risk capital, as well as the proposal’s integration with Basel’s other recent revisions and upcoming initiatives. The paper also discusses what next steps are expected with regard to this proposal. VIEW SUMMARY

Category: Credit Risk | Published: 13 December 2016 | Type: White Paper

Rating: + 6

Basel III Standardized Approach to Counterparty Credit Risk (SA-CCR): Adoption and Implementation Status

Company: Moody's Analytics

This white paper provides a brief introduction to the new standardized approach for measuring counterparty credit risk, its expected benefits, and its actual impacts. The paper further details the potential difficulties associated with its implementation and the current status of its adoption in VIEW SUMMARY

Category: Basel III | Published: 25 November 2016 | Type: White Paper

Rating: + 14

Third Party Risk Management: Put data & insights into your work today

Company: NAVEX Global

This report analyses various organisational approaches to third party risk management and due diligence. The report further discusses the top challenges to third party risk management programs. VIEW SUMMARY

Category: Risk Management | Published: 22 November 2016 | Type: White Paper

Rating: + 7

New Impairment Model: Governance Considerations

Company: Moody's Analytics

This white paper will review some of the most important model governance considerations, including how to approach new modeling needs, key differences between models for CECL and models for AIRB and DFAST, and the differing expectations for less complex banks. VIEW SUMMARY

Category: Credit Risk | Published: 15 November 2016 | Type: White Paper

Rating: + 8

CECL’s Implications for Bank Profi tability, System Stability, and Economic Growth

Company: Moody's Analytics

This white paper considers the adoption of CECL with an eye toward assessing its potential benefits – and risks – to the financial system and the broader economy. The paper will further provide suggestions on how the transition to CECL can be managed smoothly for minimal economic impact. VIEW SUMMARY

Category: Regulation | Published: 07 November 2016 | Type: White Paper

Rating: + 5

Business Intelligence: A Tech Revolution for the Evolution in Compliance

Company: Wolters Kluwer

This white paper will explore the compliance tech revolution. It explains how RegTech can empower compliance functions to make informed risk choices based on data-provided insights about the compliance risks the company faces and how it mitigates and manages risks. VIEW SUMMARY

Category: Compliance | Published: 01 November 2016 | Type: White Paper

Rating: + 5

Liquidity Optimization: Building a Liquidity Risk Framework for Competitive Advantage

Company: Intellect Design

This white paper will provide financial institutions guidance on how to manage, monitor and optimize liquidity. The paper further addresses why organisations should implement key risk indicators to help provide a holistic view of liquidity. VIEW SUMMARY

Category: Liquidity Risk | Published: 20 October 2016 | Type: White Paper

Rating: + 8

Display results per page

As a member you receive free access to our constantly updated library of white papers, analyst reports, web casts and legal briefings.

  • Stay informed
  • Compare services
  • Save documents
  • Receive email alerts

As a member you receive free access to our constantly updated library of white papers, analyst reports, web casts and legal briefings.

Categories related to Compliance