Compliance white papers

Found  320 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements.

Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

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Company: Bloomberg

Compliance with IFRS 9 imposes a wholesale change in how firms manage and utilise data. This white paper explores how – for firms looking to capitalise on this overhaul – utilising external data sources to ensure efficiency and freeing of in-house resources is pivotal for maximising profitability. VIEW SUMMARY

Category: Compliance | Published: 13 December 2017 | Type: White Paper

Rating: + 2

Company: Bloomberg

This white paper explores how IFRS 9 can unite risk and accounting. It further examines how ensuring effective communication and collaboration will be key to achieving this and for getting the best from the new standard. VIEW SUMMARY

Category: Compliance | Published: 29 November 2017 | Type: White Paper

Rating: + 9

Company: Oracle Financial Services

This white paper addresses the key challenges of FRTB implementation and compliance. It further examines the complexity of managing and collecting all the data required to adequately comply with the FRTB rules. VIEW SUMMARY

Category: Regulation | Published: 20 November 2017 | Type: White Paper

Rating: + 7

Company: Nasdaq

This white paper provides a overview and checklist of the key elements of MIFID II (and its accompanying Regulation – MiFIR) which are likely to create new obligations for your trade surveillance function. It further explores the regulatory technical standards issued and their area of influence. VIEW SUMMARY

Category: MiFiD | Published: 08 November 2017 | Type: White Paper

Rating: + 8

Company: Sernova Financial

This white paper analyses the implications for 3 different Brexit scenarios for central counterparties (CCPs, or clearing houses), clearing brokers and end users. Download the paper to ensure your organisation can be fully prepared for a "hard", "medium" or "soft" Brexit. VIEW SUMMARY

Category: Regulation | Published: 07 November 2017 | Type: White Paper

Rating: + 7

Company: MarkLogic

This white paper is designed to help organisations get up and running with the major components and related processes for MiFID II. It further explores how your organisation can quickly build a fully integrated regulatory reporting solution to aid compliance. VIEW SUMMARY

Category: MiFiD | Published: 30 October 2017 | Type: White Paper

Rating: + 8

Company: Moody's Analytics

This white paper explores why banks must integrate the management of liquidity and interest rate risks under ALM, and move toward true risk-adjusted pricing by implementing the technology platforms that support such solutions. VIEW SUMMARY

Category: Liquidity Risk | Published: 24 October 2017 | Type: White Paper

Rating: + 9

Company: Numerix LLC

This white paper examines the challenges faced by risk management executives when attempting to replace their risk technology architectures. It highlights lessons learned during this process and pitfalls to avoid, including those related to technical, operational, and cultural factors. VIEW SUMMARY

Category: Risk Management | Published: 23 October 2017 | Type: White Paper

Rating: + 6

Company: KPMG

This white paper examines the importance of establishing and implementing an effective regulatory ecosystem powered by technology. If further explores how harnessing RegTech can help significantly reduce compliance-related cost and enhance control. VIEW SUMMARY

Category: Compliance | Published: 18 October 2017 | Type: White Paper

Rating: + 9

Company: SmartStream Technologies Ltd

This animated video provides highlights from an exclusive survey from WatersTechnology, in association with SmartStream. It offers insights into why there should be opportunities for firms to extract more value from regulatory driven projects and realising cost efficiencies. VIEW SUMMARY

Category: Liquidity Risk | Published: 17 October 2017 | Type: White Paper

Rating: + 2

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