dcsimg

Compliance white papers

Found  160 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements.

Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

Display results per page

Tackling the growing risk of cyber crime

Company: Zurich

The risk of cyber-attacks on financial institutions is highly topical but not a new issue. However, what is changing, and rapidly, is the scale, frequency and sophistication of attacks. Financial institutions rely on technology to deliver convenient internet services to customers and to operate more VIEW SUMMARY

Category: Risk Systems | Published: 15 December 2014 | Type: White Paper

Rating: + 2

GRC Maturity: From Disorganized to Integrated Risk and Performance

Company: IBM Business Analytics

Success in today’s dynamic business environment requires organizations to integrate, build and support business processes with an enterprise view of governance, risk management and compliance (GRC). Without an integrated view of risk and compliance, the scattered and nonintegrated approaches of the VIEW SUMMARY

Category: Compliance | Published: 15 December 2014 | Type: White Paper

Rating: + 10

Trends, Risks and Opportunities in Collateral Management in Asia

Company: DTCC

Collateral is viewed as both a solution to and a trigger of massive financial losses that occurred as a result of the financial crisis of 2008. In response, Asian policymakers introduced new rules and legislation, such as the amendments to the Financial Instruments and Exchange Act in Japan, as well VIEW SUMMARY

Category: Compliance | Published: 11 December 2014 | Type: White Paper

Rating: + 3

Trading in FX an Equinix Series Part Two: Innovations and Trends

Company: Equinix, Inc.

This second part looks look at some of the latest innovations and trends in the market and how firms are capitalizing on technology to give themselves and their customers a competitive advantage. VIEW SUMMARY

Category: Foreign Exchange | Published: 04 December 2014 | Type: White Paper

Rating: + 1

Integrating Risk into Pre-Trade Analysis: Practical Ways of Bringing Credit, Liquidity, Funding and Regulatory Costs into an Integrated Profitability Framework

Company: Numerix LLC

As regulations in the derivatives market continue to be rolled out and implemented, financial institutions face growing pressure on their current business models. To survive and thrive VIEW SUMMARY

Category: Credit Derivatives | Published: 26 November 2014 | Type: White Paper

Rating: + 6

Optimizing the Capital Ratio under Basel III

Company: Moody's Analytics

Basel III stresses the integration between liquidity and credit risk, and the need to manage both from an enterprise-wide risk-management context. This demands a new enterprise-wide organization of tasks, processes, and calculation infrastructure, specifically in terms of systems VIEW SUMMARY

Category: Basel III | Published: 13 November 2014 | Type: White Paper

Rating: + 6

Learn the Fundamentals of Managing Liquidity Under US Basel III Webinar

Company: Moody's Analytics

The developments in liquidity management regulations present significant challenges to organizations covered by US Basel III. Watch this webinar, to understand: The key aspects of the U.S. Basel III liquidity regulations. The critical challenges in implementing the liquidity elements of U.S. Basel VIEW SUMMARY

Category: Basel III | Published: 07 November 2014 | Type: White Paper

Rating: + 5

Adapting Financial Institutions’ Liquidity Risk Management Framework to the New Regulatory Environment

Company: Moody's Analytics

This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing VIEW SUMMARY

Category: Liquidity Risk | Published: 31 October 2014 | Type: White Paper

Rating: + 8

Buy-side Collateral Management - Challenges and Opportunities

Company: 4sight Financial Software Ltd

The current pace of regulatory change can seem overwhelming to many buy-side firms trading Derivatives. The move to central clearing of some OTC products has raised a number of new challenges around the collateral management process that buy-side firms must deal with. VIEW SUMMARY

Category: Credit Derivatives | Published: 15 October 2014 | Type: White Paper

Rating: + 5

Lead into Gold: How Smart Cubes Are Poised to Deliver The Fast Track to Enhanced Risk Management and Compliance

Company: Wolters Kluwer

Financial institutions everywhere are facing major data management challenges as they strive to meet emerging regulatory requirements. Broad regulations like FINREP, COREP and MiFID II are all placing new reporting demands on banks and other financial firms. At the same time, individual VIEW SUMMARY

Category: Operational Risk | Published: 30 September 2014 | Type: White Paper

Rating: + 4

Display results per page

As a member you receive free access to our constantly updated library of white papers, analyst reports, web casts and legal briefings.

  • Stay informed
  • Compare services
  • Save documents
  • Receive email alerts

As a member you receive free access to our constantly updated library of white papers, analyst reports, web casts and legal briefings.

Categories related to Compliance