Compliance
453 white papers and resources
Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements. Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.
Liquidity Optimization: Building a Liquidity Risk Framework for Competitive Advantage
This white paper will provide financial institutions guidance on how to manage, monitor and optimize liquidity. The paper further addresses why organisations should implement key risk indicators to help provide a holistic view of liquidity.
IFRS 9: Risk Chartis Market Report
This market report conducted by Risk and Chartis, breaks down all aspects concerning IFRS 9. Among many things, the report will highlight the challenges financial institutions face as well as how these organisations can incorporate the correct IFRS 9 techniques. This market report is in association…
Making Sense of Market Abuse Regulation (MAR)
This white paper will break down the new MAR rules set by the EU, and will look at ways financial organisations from the buy side can develop a response to the EU’s Market Abuse Regulation.
FRTB: is your bank on track?
This infographic looks at the operational impacts of implementing new measures and new technologies, and the expected impact on regulatory capital requirements.
IBM Counter Financial Crimes Management for Banking
This white paper addresses cybercrimes, fraud and anti-money laundering. It will explore how organizations can harness powerful arrays of technologies and techniques to fight an effective multifaceted, long-term war against financial crime.
Practical implementation of the Universal Process Framework for financial reporting
This white paper discusses a real-life example of how one finance team empowered itself to take on process improvement—creating repeatable and sustainable processes that allowed them to meet growing demands and improve quality.
Under construction: Renovations for CECL begin
This white paper describes how the Financial Accounting Standards Board’s current expected credit loss (CECL) guidance further strengthens the foundation, but implementation won’t be easy and many questions remain.
Process Improvement: A Universal Framework for Effecting Change
This white paper explores how managers can make tremendous leaps in efficiency and cost savings—using the resources they have, within the boundaries of their existing budgets.
Creating business value: Measuring the return of improved data management
This detailed survey of C-level executives, risk managers and data management professionals highlights the huge value that can be gained from more effective data governance and management.
IFRS 9 Analytical and Reporting Solutions for Structured Finance
This white paper will set out the specific challenges that investors in structured finance face and guidelines for effective solutions to help address these challenges.