Compliance white papers

Found  312 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements.

Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

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Finance Industry Data - The Opportunity for Transformation

Company: MarkLogic

This white paper explores the benefits of moving financial data from legacy mainframes. It explains why maintenance costs along with lost opportunities builds a strong case for migrating sooner rather than later. VIEW SUMMARY

Category: Market Data | Published: 04 May 2017 | Type: White Paper

Rating: + 6

Developing Scenario Segmentation and Anomaly Detection Models - How analytics can be used for BSA/AML compliance programs

Company: SAS

This white paper explores how segmentation models can help organisations significantly increase Anti-Money Laundering monitoring. It further explains how to blend both quantitative and qualitative methods to identify activity that poses the most risk to a bank. VIEW SUMMARY

Category: Regulation | Published: 02 May 2017 | Type: White Paper

Rating: + 8

Rising to the Intraday Challenge

Company: SmartStream Technologies Ltd

This white paper explores the new requirements for intraday cash and liquidity management reporting introduced by Basel III. The paper further provides a solution to help organisations comply with this new regulation. VIEW SUMMARY

Category: Basel III | Published: 18 April 2017 | Type: White Paper

Rating: + 9

Mitigate Model Risk and Reduce Model-Related Costs

Company: SAS

This white paper explores approaches to model risk management and its challenges. The paper provides a solution to help organisations better manage model risk by establishing risk mitigation and cost reduction strategies.. VIEW SUMMARY

Category: Risk Management | Published: 12 April 2017 | Type: White Paper

Rating: + 10

A Summary of BCBS Interest Rate Risk in the Banking Book Directive

Company: Moody's Analytics

This white paper summarizes the core Pillar 2 approach of Interest Rate in the Banking Book VIEW SUMMARY

Category: Regulation | Published: 05 April 2017 | Type: White Paper

Rating: + 13

Operational failures of regulatory risk management – Updating the three lines of defence model

Company: Intralinks

This white paper examines current attitudes towards the Three Lines of Defence (3 LoD) model for risk governance. It is based on a survey of compliance and risk practitioners across all three lines working at banks worldwide. VIEW SUMMARY

Category: Regulation | Published: 04 April 2017 | Type: White Paper

Rating: + 19

FRTB: The Technology Considerations and What You Need to Know

Company: Numerix LLC

As the 2019 FRTB implementation deadline approaches, this white paper explores the technology infrastructure needed to meet the flexibility, agility, scalability and computational requirements of FRTB. VIEW SUMMARY

Category: Compliance | Published: 03 April 2017 | Type: White Paper

Rating: + 7

2017 Culture and Compliance Benchmark Report

Company: NAVEX Global

This white paper explores the top objectives, pain points and programme strategies for ethics and compliance professionals. The paper further helps organisations evaluate their ethics and compliance programme in a broader context. VIEW SUMMARY

Category: Regulation | Published: 16 March 2017 | Type: White Paper

Rating: + 8

Third-Party Risk Management - How to successfully mitigate your organisation's third-party risk

Company: NAVEX Global

This white paper addresses organisational approaches to third party risk management and due diligence. The paper is full of insight, advice and examples to help organizations recognize and address their third-party risk. VIEW SUMMARY

Category: Operational Risk | Published: 16 March 2017 | Type: White Paper

Rating: + 9

Cognitive Computing and Data Challenges - Q&A with IBM's Diane Reynolds

Company: IBM Business Analytics

Diane Reynolds is Chief Data Scientist at IBM Industry Solutions for the financial services sector. In this exclusive video Diane discusses the cognitive computing capabilities that IBM is currently developing. VIEW SUMMARY

Category: Market Data | Published: 14 March 2017 | Type: Video

Rating: + 7

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