Compliance white papers

Found  320 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements.

Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

Display results per page

Company: Travers Smith

A number of recent developments have highlighted the potential exposure of private equity firms to competition law risks as a result of the activities of their portfolio companies. This white paper looks at what private equity firms need to watch out for and how they can minimise the risks that they VIEW SUMMARY

Category: Private Equity | Published: 29 February 2012 | Type: White Paper

Company: Travers Smith

This white paper summarises developments affecting the investment funds industry from 2011 and looks at key issues for 2012. This will be of relevance to managers and investors in a wide range of alternative asset investment funds. VIEW SUMMARY

Category: Private Equity | Published: 25 January 2012 | Type: White Paper

Company: Travers Smith

In early 2012, the SFO sent a warning when it obtained obtained a civil recovery order under the POCA 2002 enabling it to claw back dividends from a shareholder of a company convicted of a criminal offence. This white paper details the actions that private equity firms are, or should, be taking. VIEW SUMMARY

Category: Private Equity | Published: 24 January 2012 | Type: White Paper

Company: Travers Smith

2011's Finance Act introduced far-reaching anti-avoidance provisions referred to as the disguised remuneration rules. These rules could potential apply to the acquisition of and returns from carried interest or an interest in a co-invest vehicle. VIEW SUMMARY

Category: Private Equity | Published: 19 January 2012 | Type: White Paper

Rating: + 1

Company: IBM United Kingdom Limited

Despite being so important, the process to create the Annual Report is still stuck in the middle ages, with companies using a time consuming and error prone manual approach. This paper discusses the issues/risks involved and the solutions available for an automated approach to producing vital VIEW SUMMARY

Category: Compliance | Published: 19 January 2012 | Type: White Paper

Company: Travers Smith

The Weavering judgment gives very specific examples of the ways in which the directors of an investment fund were held to have failed to fulfil their duties and sets out important guidelines for fund directors. VIEW SUMMARY

Category: Private Equity | Published: 19 January 2012 | Type: White Paper

Company: IBM United Kingdom Limited

Organisations typically face a number of challenges in the completion of the external financial reports. Automating the external reporting process can lead to the following benefits: Reduced personnel costs, Lower external costs, Reduced risk and Reduced cycle time. Read on to find out more. VIEW SUMMARY

Category: Compliance | Published: 05 January 2012 | Type: White Paper

Company: IBM United Kingdom Limited

This white paper looks at how its time to build the "last mile" with integrity of reporting, assured compliance and insightful analytics allowing the most successful organisations to utilise all their resources to make the best business decisions. VIEW SUMMARY

Category: Compliance | Published: 14 December 2011 | Type: White Paper

Company: Herbert Smith Freehills LLP

In this white paper, Herbert Smith considers some of the issues which would arise if a Member State were to decide to leave the Eurozone (or, indeed, be expelled). There are a number of potential methods by which a Member State could leave the Eurozone, with different consequences. VIEW SUMMARY

Category: Compliance | Published: 30 November 2011 | Type: White Paper

Rating: + 2

Company: Detica NetReveal, Alvarez & Marsal, Rabobank

Technological advances, volatile markets and a continuing economic crisis make for fertile soil for fraud. Whether driven by need or greed, fraudsters keep the world’s financial institutions under constant pressure. It is no longer enough just to investigate fraud after it happens, companies need to VIEW SUMMARY

Category: Compliance | Published: 24 November 2011 | Type: Article

Rating: + 1

Display results per page

As a member you receive free access to our constantly updated library of white papers, analyst reports, web casts and legal briefings.

  • Stay informed
  • Compare services
  • Save documents
  • Receive email alerts

As a member you receive free access to our constantly updated library of white papers, analyst reports, web casts and legal briefings.

Categories related to Compliance