Compliance white papers

Found  320 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements.

Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

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Company: SmartStream Technologies Ltd

This white paper explores the new requirements for intraday cash and liquidity management reporting introduced by Basel III. The paper further provides a solution to help organisations comply with this new regulation. VIEW SUMMARY

Category: Basel III | Published: 18 April 2017 | Type: White Paper

Rating: + 9

Company: SAS

This white paper explores approaches to model risk management and its challenges. The paper provides a solution to help organisations better manage model risk by establishing risk mitigation and cost reduction strategies.. VIEW SUMMARY

Category: Risk Management | Published: 12 April 2017 | Type: White Paper

Rating: + 10

Company: Moody's Analytics

This white paper summarizes the core Pillar 2 approach of Interest Rate in the Banking Book VIEW SUMMARY

Category: Regulation | Published: 05 April 2017 | Type: White Paper

Rating: + 15

Company: Intralinks

This white paper examines current attitudes towards the Three Lines of Defence (3 LoD) model for risk governance. It is based on a survey of compliance and risk practitioners across all three lines working at banks worldwide. VIEW SUMMARY

Category: Regulation | Published: 04 April 2017 | Type: White Paper

Rating: + 23

Company: Numerix LLC

As the 2019 FRTB implementation deadline approaches, this white paper explores the technology infrastructure needed to meet the flexibility, agility, scalability and computational requirements of FRTB. VIEW SUMMARY

Category: Compliance | Published: 03 April 2017 | Type: White Paper

Rating: + 8

Company: NAVEX Global

This white paper explores the top objectives, pain points and programme strategies for ethics and compliance professionals. The paper further helps organisations evaluate their ethics and compliance programme in a broader context. VIEW SUMMARY

Category: Regulation | Published: 16 March 2017 | Type: White Paper

Rating: + 9

Company: NAVEX Global

This white paper addresses organisational approaches to third party risk management and due diligence. The paper is full of insight, advice and examples to help organizations recognize and address their third-party risk. VIEW SUMMARY

Category: Operational Risk | Published: 16 March 2017 | Type: White Paper

Rating: + 9

Company: IBM Business Analytics

Diane Reynolds is Chief Data Scientist at IBM Industry Solutions for the financial services sector. In this exclusive video Diane discusses the cognitive computing capabilities that IBM is currently developing. VIEW SUMMARY

Category: Market Data | Published: 14 March 2017 | Type: Video

Rating: + 7

Company: IBM Business Analytics

In this exclusive video Grace Brasington (Vice President, Risk and Compliance, IBM Watson) discusses the key risk and regulatory compliance issues faced by many of today's organisations. The video further discusses the solutions being built to help organisations overcome these issues. VIEW SUMMARY

Category: Operational Risk | Published: 08 March 2017 | Type: Video

Rating: + 5

Company: Risk.net

This market report conducted by Risk and Chartis breaks down risk management technology and opportunities. Among many things, the report examines the risk technology solutions landscape as well as the key risks faced by many of today’s buy-side organisations. VIEW SUMMARY

Category: Risk Systems | Published: 03 March 2017 | Type: White Paper

Rating: + 5

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