Compliance white papers

Found  320 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements.

Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

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Company: Moody's Analytics

This white paper focuses on the proposed changes and their implications for calculating credit risk capital, as well as the proposal’s integration with Basel’s other recent revisions and upcoming initiatives. The paper also discusses what next steps are expected with regard to this proposal. VIEW SUMMARY

Category: Basel III | Published: 13 December 2016 | Type: White Paper

Rating: + 9

Company: Moody's Analytics

This white paper provides a brief introduction to the new standardized approach for measuring counterparty credit risk, its expected benefits, and its actual impacts. The paper further details the potential difficulties associated with its implementation and the current status of its adoption in VIEW SUMMARY

Category: Operational Risk | Published: 25 November 2016 | Type: White Paper

Rating: + 21

Company: NAVEX Global

This report analyses various organisational approaches to third party risk management and due diligence. The report further discusses the top challenges to third party risk management programs. VIEW SUMMARY

Category: Employment and Remuneration | Published: 22 November 2016 | Type: White Paper

Rating: + 10

Company: Moody's Analytics

This white paper will review some of the most important model governance considerations, including how to approach new modeling needs, key differences between models for CECL and models for AIRB and DFAST, and the differing expectations for less complex banks. VIEW SUMMARY

Category: Risk Management | Published: 15 November 2016 | Type: White Paper

Rating: + 15

Company: Moody's Analytics

This white paper considers the adoption of CECL with an eye toward assessing its potential benefits – and risks – to the financial system and the broader economy. The paper will further provide suggestions on how the transition to CECL can be managed smoothly for minimal economic impact. VIEW SUMMARY

Category: Compliance | Published: 07 November 2016 | Type: White Paper

Rating: + 11

Company: Wolters Kluwer

This white paper will explore the compliance tech revolution. It explains how RegTech can empower compliance functions to make informed risk choices based on data-provided insights about the compliance risks the company faces and how it mitigates and manages risks. VIEW SUMMARY

Category: Enterprise Risk Management | Published: 01 November 2016 | Type: White Paper

Rating: + 5

Company: Intellect Design

This white paper will provide financial institutions guidance on how to manage, monitor and optimize liquidity. The paper further addresses why organisations should implement key risk indicators to help provide a holistic view of liquidity. VIEW SUMMARY

Category: Operational Risk | Published: 20 October 2016 | Type: White Paper

Rating: + 9

Company: Risk.net

This market report conducted by Risk and Chartis, breaks down all aspects concerning IFRS 9. Among many things, the report will highlight the challenges financial institutions face as well as how these organisations can incorporate the correct IFRS 9 techniques. This market report is in association VIEW SUMMARY

Category: Operational Risk | Published: 30 September 2016 | Type: White Paper

Rating: + 36

Company: RIMES

This white paper will break down the new MAR rules set by the EU, and will look at ways financial organisations from the buy side can develop a response to the EU’s Market Abuse Regulation. VIEW SUMMARY

Category: Operational Risk | Published: 26 September 2016 | Type: White Paper

Rating: + 5

Company: IBM Business Analytics

This infographic looks at the operational impacts of implementing new measures and new technologies, and the expected impact on regulatory capital requirements. VIEW SUMMARY

Category: Regulation | Published: 14 September 2016 | Type: Case Study

Rating: + 10

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