Compliance white papers

Found  320 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements.

Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

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Company: Wolters Kluwer

This white paper explains how firms can normalize their internal data collection processes – and retain the flexibility they need to support the finance and risk functions, and business activities across the enterprise – by adopting a universal data model. VIEW SUMMARY

Category: Compliance | Published: 16 June 2016 | Type: White Paper

Rating: + 7

Company: Nasdaq

Category: Regulation | Published: 15 June 2016 | Type: White Paper

Rating: + 7

Company: Moody's Analytics

This white paper provides an overview of the new standard and analyses the major challenges financial institutions will face in ensuring compliance. VIEW SUMMARY

Category: Market Risk | Published: 14 June 2016 | Type: White Paper

Rating: + 22

Company: NAVEX Global

The webinar will explore the new trends for reporting your whistleblowing hotline and discovers benchmarks you can use to evaluate your own results. VIEW SUMMARY

Category: Employment and Remuneration | Published: 13 June 2016 | Type: White Paper

Company: CloudMargin

This white paper will cover all fundamental aspects concerning the management of collateral, the associated risks and opportunities, as well as the key topics involved in establishing and running a collateral management function. VIEW SUMMARY

Category: Operational Risk | Published: 02 June 2016 | Type: White Paper

Rating: + 17

Company: Gresham

This white paper explores the differences between the orignal MiFID I and the new MiFID II; the challenges financial institutions will face; and who is responsible for trade reporting under the new regulation VIEW SUMMARY

Category: Regulation | Published: 25 May 2016 | Type: White Paper

Rating: + 8

Company: Numerix LLC

This white paper breaks down the requirements, methodologies and formulas relating to the 'final' FRTB text. It further provides a more simplified understanding of the potential IT challenges and costs ahead. VIEW SUMMARY

Category: Compliance | Published: 23 May 2016 | Type: White Paper

Rating: + 5

Company: IBM Business Analytics

This report, examines what banks are doing to achieve FRTB compliance and shares examples of best practice from banks who are leading the way. It looks at the operational impacts of implementing new measures and new technologies, and the expected impact on regulatory capital requirements. VIEW SUMMARY

Category: Regulation | Published: 19 May 2016 | Type: White Paper

Rating: + 18

Company: Wolters Kluwer

This white paper addresses the common technical and operational issues involved in IFRS 9 projects and solutions implementation, outlining areas of best practice and common pitfalls that should be avoided. VIEW SUMMARY

Category: Credit Risk | Published: 17 May 2016 | Type: White Paper

Rating: + 23

Company: Nasdaq

This white paper explores what is involved in implementing new regulations and how the front office will need to adapt in response to the changes. VIEW SUMMARY

Category: Technology Systems and Software | Published: 16 May 2016 | Type: White Paper

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Categories related to Compliance