Compliance

454 white papers and resources

Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements. Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.

Solving the MiFID II challenge

This white paper aims to help organization solve the MiFID II challenge. It further explains how there is still time for organisations to take on a MiFID II technology solution ready for the 2018 deadline.