Dodd-Frank white papers

Found  23 white papers and resources

Dodd-Frank

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Preparing for a New Era of Cash and Liquidity Management - Video Highlights

Company: SmartStream Technologies Ltd

This animated video provides highlights from an exclusive survey from WatersTechnology, in association with SmartStream. It offers insights into why there should be opportunities for firms to extract more value from regulatory driven projects and realising cost efficiencies. VIEW SUMMARY

Category: Liquidity Risk | Published: 17 October 2017 | Type: White Paper

Rating: + 1

The Regulatory Opportunity – Preparing for a New Era of Cash and Liquidity Management

Company: SmartStream Technologies Ltd

This white paper explores the processes surrounding liquidity management the regulation affecting liquidity thresholds. It examines the value of bringing liquidity systems and processes together to ensure all information impacting liquidity can be viewed in a single system. VIEW SUMMARY

Category: Liquidity Risk | Published: 25 September 2017 | Type: White Paper

Rating: + 10

Regulatory Client Outreach & The Path to Compliance

Company: Fenergo

This paper explores the core operational and internal challenges that currently make the process of Regulatory Client Outreach a logistical nightmare for financial institutions. It further explores a proposed ‘best practice’ approach by automating aspects of the client management process. VIEW SUMMARY

Category: Compliance | Published: 14 August 2017 | Type: White Paper

Rating: + 4

Why you should strategically invest in a regulatory reporting documentation platform

Company: Workiva

This white paper discusses the current state of regulatory reporting systems and explores the different frameworks that can be used to help with the challenges organisations are facing. VIEW SUMMARY

Category: Compliance | Published: 05 July 2016 | Type: White Paper

Rating: + 2

Regulatory Information Brief: MiFID II - Trade Supervision: First Defence

Company: Nasdaq

This white paper explores what is involved in implementing new regulations and how the front office will need to adapt in response to the changes. VIEW SUMMARY

Category: Technology Systems and Software | Published: 16 May 2016 | Type: White Paper

The Current State of Banking Stress Testing Technology: Closing the Gaps

Company: SAS

This paper examines the current state of stress testing capabilities of banks, with a focus on key areas of weakness – and proposes how banks can address them with strategic investments in new capabilities. VIEW SUMMARY

Category: Dodd-Frank | Published: 28 January 2016 | Type: White Paper

Rating: + 7

Dynamics of disruption: An ‘Uber’ approach to compliance reporting

Company: Sapient Global Markets

This white paper explores why it is no longer a matter of if—but rather when and how—firms will exit the “business” of trade and transaction reporting. VIEW SUMMARY

Category: MiFiD | Published: 09 November 2015 | Type: White Paper

Rating: + 5

What do rising trade reporting costs mean for your firm

Company: Sapient Global Markets

This white paper will look at the factors affecting the rise in trade reporting costs, the biggest trade reporting challenges, impending rules and the future of trade reporting. VIEW SUMMARY

Category: EMIR | Published: 03 November 2015 | Type: White Paper

Rating: + 3

The Rising Cost of Trade Reporting: Can firms afford to stay compliant?

Company: Sapient Global Markets

This white paper explores the current state of trade reporting and shows how growing costs, complexity and regulatory scrutiny are fueling a compelling business case for third-party managed solutions. VIEW SUMMARY

Category: Post-Trade | Published: 28 October 2015 | Type: White Paper

Rating: + 1

Stress Testing: Putting the Pieces Together to Solve an Increasingly Intricate Puzzle

Company: Wolters Kluwer

The global financial crisis and the aftermath that continues to unfold have created a justifiable obsession with stress among bankers and supervisors. The sharper focus has made stress testing a key component of the evolving global regulatory framework covering risk control and capital discipline. VIEW SUMMARY

Category: Basel III | Published: 16 October 2015 | Type: White Paper

Rating: + 12

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