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MiFiD white papers

Found  13 white papers and resources

Mifid

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Data integrity for MiFID II

Company: Gresham

This white paper explores the differences between the orignal MiFID I and the new MiFID II; the challenges financial institutions will face; and who is responsible for trade reporting under the new regulation VIEW SUMMARY

Category: MiFiD | Published: 25 May 2016 | Type: White Paper

Rating: + 5

Regulatory Information Brief: MiFID II - Trade Supervision: First Defence

Company: Nasdaq

This white paper explores what is involved in implementing new regulations and how the front office will need to adapt in response to the changes. VIEW SUMMARY

Category: MiFiD | Published: 16 May 2016 | Type: White Paper

MiFIR Special Report

Company: London Stock Exchange Group

This white paper discusses the issues raised by MiFIR reporting and explores various challenges that financial institutions face when implementing this new regulation. The paper further provides in-depth analysis from industry experts in the form of a virtual roundtable and Q&A. VIEW SUMMARY

Category: Compliance | Published: 28 April 2016 | Type: White Paper

Rating: + 5

Regulatory Information Brief: MiFID II – Risk Requirements: Re-examining Risk

Company: Nasdaq

This white paper outlines several key articles from MiFID II, which financial institutions should examine in order to make sure they comply with the new risk requirements. VIEW SUMMARY

Category: MiFiD | Published: 25 April 2016 | Type: White Paper

Rating: + 4

A Fresh Perspective: Enhancing Transaction Cost Analysis Effectiveness

Company: Markit

Having examined existing trends and attitudes to transaction cost analysis, this white paper describes how organisations can build upon current their use of this analytical tool in order to improve the investment process. VIEW SUMMARY

Category: Compliance | Published: 11 April 2016 | Type: White Paper

Rating: + 5

Regulatory Information Brief: MiFID II - Trade Surveillance: Raising the bar

Company: Nasdaq

This white paper discusses the main catalysts for change in recent regulation and the implications this will have for businesses. VIEW SUMMARY

Category: MiFiD | Published: 04 April 2016 | Type: White Paper

Rating: + 1

Financial Regulation: Emerging Themes in 2016 The Age of Accountability?

Company: Berwin Leighton Paisner

We understand that keeping abreast of the latest regulatory developments can be burdensome. To help, our team of financial regulation experts have produced a publication including over 30 practical articles, to help you understand the most important regulatory developments for 2016 and how the VIEW SUMMARY

Category: Compliance | Published: 03 February 2016 | Type: White Paper

Rating: + 9

Dynamics of disruption: An ‘Uber’ approach to compliance reporting

Company: Sapient Global Markets

This white paper explores why it is no longer a matter of if—but rather when and how—firms will exit the “business” of trade and transaction reporting. VIEW SUMMARY

Category: Compliance | Published: 09 November 2015 | Type: White Paper

Rating: + 5

What do rising trade reporting costs mean for your firm

Company: Sapient Global Markets

This white paper will look at the factors affecting the rise in trade reporting costs, the biggest trade reporting challenges, impending rules and the future of trade reporting. VIEW SUMMARY

Category: Compliance | Published: 03 November 2015 | Type: White Paper

Rating: + 3

The Rising Cost of Trade Reporting: Can firms afford to stay compliant?

Company: Sapient Global Markets

This white paper explores the current state of trade reporting and shows how growing costs, complexity and regulatory scrutiny are fueling a compelling business case for third-party managed solutions. VIEW SUMMARY

Category: Compliance | Published: 28 October 2015 | Type: White Paper

Rating: + 1

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