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MiFiD white papers

Found  11 white papers and resources

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MiFIR Special Report

Company: London Stock Exchange Group

This white paper discusses the issues raised by MiFIR reporting and explores various challenges that financial institutions face when implementing this new regulation. The paper further provides in-depth analysis from industry experts in the form of a virtual roundtable and Q&A. VIEW SUMMARY

Category: Compliance | Published: 28 April 2016 | Type: White Paper

Rating: + 4

Regulatory Information Brief: MiFID II – Risk Requirements: Re-examining Risk

Company: Nasdaq

This white paper outlines several key articles from MiFID II, which financial institutions should examine in order to make sure they comply with the new risk requirements. VIEW SUMMARY

Category: MiFiD | Published: 25 April 2016 | Type: White Paper

Rating: + 3

A Fresh Perspective: Enhancing Transaction Cost Analysis Effectiveness

Company: Markit

Having examined existing trends and attitudes to transaction cost analysis, this white paper describes how organisations can build upon current their use of this analytical tool in order to improve the investment process. VIEW SUMMARY

Category: Compliance | Published: 11 April 2016 | Type: White Paper

Rating: + 3

Regulatory Information Brief: MiFID II - Trade Surveillance: Raising the bar

Company: Nasdaq

This white paper discusses the main catalysts for change in recent regulation and the implications this will have for businesses. VIEW SUMMARY

Category: MiFiD | Published: 04 April 2016 | Type: White Paper

Rating: + 1

Financial Regulation: Emerging Themes in 2016 The Age of Accountability?

Company: Berwin Leighton Paisner

We understand that keeping abreast of the latest regulatory developments can be burdensome. To help, our team of financial regulation experts have produced a publication including over 30 practical articles, to help you understand the most important regulatory developments for 2016 and how the VIEW SUMMARY

Category: Compliance | Published: 03 February 2016 | Type: White Paper

Rating: + 9

Dynamics of disruption: An ‘Uber’ approach to compliance reporting

Company: Sapient Global Markets

This white paper explores why it is no longer a matter of if—but rather when and how—firms will exit the “business” of trade and transaction reporting. VIEW SUMMARY

Category: Compliance | Published: 09 November 2015 | Type: White Paper

Rating: + 5

What do rising trade reporting costs mean for your firm

Company: Sapient Global Markets

This white paper will look at the factors affecting the rise in trade reporting costs, the biggest trade reporting challenges, impending rules and the future of trade reporting. VIEW SUMMARY

Category: Compliance | Published: 03 November 2015 | Type: White Paper

Rating: + 3

The Rising Cost of Trade Reporting: Can firms afford to stay compliant?

Company: Sapient Global Markets

This white paper explores the current state of trade reporting and shows how growing costs, complexity and regulatory scrutiny are fueling a compelling business case for third-party managed solutions. VIEW SUMMARY

Category: Compliance | Published: 28 October 2015 | Type: White Paper

Rating: + 1

Lead into Gold: How Smart Cubes Are Poised to Deliver The Fast Track to Enhanced Risk Management and Compliance

Company: Wolters Kluwer

Financial institutions everywhere are facing major data management challenges as they strive to meet emerging regulatory requirements. Broad regulations like FINREP, COREP and MiFID II are all placing new reporting demands on banks and other financial firms. At the same time, individual VIEW SUMMARY

Category: Operational Risk | Published: 30 September 2014 | Type: White Paper

Rating: + 4

T+2: The Catalyst for Change

Company: Trax

With the 6 October 2014 deadline for T+2 fast approaching, the industry needs to prepare. It is more than 20 years since the Industry User Group (IUG) oversaw the birth of the first vendor electronic trade confirmation (ETC) platforms. Those platforms (Thomson - OASYS Global, London Stock Exchange - VIEW SUMMARY

Category: Compliance | Published: 18 August 2014 | Type: White Paper

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