Regulation
699 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Best Practices for SaaS Security
This white paper gives an overview of the security concerns about Software as a Service (SaaS) in the banking and financial services sector and highlights best practices for technology, business culture, governance, and compliance.
The state of the XVA space - MVA, pre-trade challenges and more
This white paper examines the state of the XVA space. It explores how market participants are grappling with the conceptual and practical challenges of MVA, which XVAs are most important now, and how cloud-based solutions could be beneficial for XVAs.
Empowering the first line of defense with cognitive capabilities and enhanced user experience
This white paper looks at redefining GRC - empowering the first line of defense and delivering business value – with next-gen AI technology. It further explores why financial institutions are turning to AI-powered compliance solutions.
The 5 Top-of-Mind Issues Dominating the LIBOR Transition
With little reason to think the transition to alternative reference rates will be a straightforward process, this white paper addresses the 5 top-of-mind issues dominating the Libor transition.
Banks sailing in uncertain waters
This white paper examines how banking institutions plan their budget and risk evolution. It further explores how they shall be called upon to redefine decision-making processes to govern the development of their business.
Risk sharing and risk reduction in the Euro Area banking sector - Progress and next steps
This white paper gives the most up-to-date overview of the European authorities Banking Union. It further examines how much risk reduction has already been achieved as well as the issue of illiquid assets.
Building a Scalable, Auditable Valuation and Pricing Process - How automation can reduce risk and improve controls in month-end pricing and valuation
This white paper explores the dangers and hidden risks of performing critical calculations with customized spreadsheets. It further examines how organisations can increase automation to reduce risk, and improve controls in a strategic way.
The Next Crisis Will Be Different - Opportunities to Continue Enhancing Financial Stability 10 Years After Lehman's Insolvency
10 years after Lehman's insolvency, this white paper aims to raise awareness of key risks facing the industry and provides a series of forward-looking opportunities to help strengthen financial stability for the future.
The opportunity cost of compliance is often overlooked
With increasing regulatory requirements, many expect institutions to double regulatory spending in their attempts to remain compliant. This article focuses on how an increased focus on compliance can be detrimental to growth and why the industry needs to move opportunity cost up the agenda.
The Business Case for Managing End User Computing
This white paper examines why end user computing (EUC) applications exist in modern businesses, exploring the issues of risk, reputation and cost overheads. It further considers the returns to be gained by implementing formal approaches to the management of EUC, including the use of…