Regulation white papers

Found  408 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Operational risk in financial services – Navigating risk management challenges in an uncertain world

Company: SAI Global

This research analyses the findings from a recent survey that polled senior risk, compliance and legal professionals about current trends in risk management and governance. The paper addresses the emerging regulatory, risk and technological threats affecting many of today’s organisations. VIEW SUMMARY

Category: Compliance | Published: 14 February 2017 | Type: White Paper

Rating: + 16

IBM Regulatory Compliance Analytics - Cognitive computing can help banks streamline operations and reduce regulatory compliance cost

Company: IBM Business Analytics

This white paper explores the challenges of achieving sustainable regulatory compliance. The paper further explains how cognitive computing can help banks streamline operations and reduce regulatory compliance costs. VIEW SUMMARY

Category: Regulation | Published: 13 February 2017 | Type: White Paper

Rating: + 2

The game changer for collateral management

Company: TriOptima

This white paper outlines the basic building blocks for good collateral management and addresses the impact of new regulation on collateral management. The paper further provides a solution to help organisations adapt to the new regulatory reality. VIEW SUMMARY

Category: Derivatives | Published: 07 February 2017 | Type: White Paper

Rating: + 12

Financial Services Whistleblowing Regulation Survey – Assessing the impact of the FCA/PRA senior managers regime whistleblowing rules

Company: NAVEX Global

This white paper examines organisational approaches to whistleblowing and incident reporting. The paper provides findings, analysis and recommendations into the impact of the new whistleblowing rules issued by the Financial Conduct Authority and the Prudential Regulation Authority. VIEW SUMMARY

Category: Employment and Remuneration | Published: 30 January 2017 | Type: White Paper

Rating: + 7

Achieving Optimal IFRS 9 Compliance: Going Beyond Compliance by Optimizing Your Implementation Effort and Financial Impact

Company: SAS

This white paper explores the software functionality needed to support optimal IFRS 9 compliance. It further discusses why any steps taken towards IFRS 9 compliance should not be taken in isolation, but rather in the context of existing regulatory pressures. VIEW SUMMARY

Category: Basel III | Published: 27 January 2017 | Type: White Paper

Rating: + 6

Liquidity Risk Innovations for Competitive Advantage - Battling the Build vs. Buy Dilemma

Company: Intellect Design

This white paper explores how organisations can enhance liquidity risk management through innovation and examines the build vs buy dilemma. VIEW SUMMARY

Category: Operational Risk | Published: 23 January 2017 | Type: White Paper

Rating: + 7

Cognitive GRC - bringing the value to governance, risk and compliance

Company: IBM Business Analytics

This white paper explores the emergence of cognitive GRC platforms and explains how it can help companies out-think risk and anticipate regulation with centralized solutions that engage and empower people all across the business. VIEW SUMMARY

Category: Compliance | Published: 18 January 2017 | Type: White Paper

Rating: + 15

The IFRS 9 Impairment Model and its Interaction with the Basel Framework

Company: Moody's Analytics

This white paper explores the growing interaction between risk management and accounting in relation to credit risk modelling approaches, capital ratios, and provisions calculations, as well as data management and governance in preparation for IFRS 9. VIEW SUMMARY

Category: Operational Risk | Published: 12 January 2017 | Type: White Paper

Rating: + 26

The path to compliance: Unwinding the insurance industry’s regulatory requirements

Company: BearingPoint

This white paper provides insight from a range of experts on how insurance firms can address the new regulatory landscape, and how they are approaching reporting and risk management in the wider context of current market conditions. VIEW SUMMARY

Category: Operational Risk | Published: 09 January 2017 | Type: White Paper

Rating: + 5

Maximizing Stress Testing Investment: Strategic Capital Analysis

Company: Moody's Analytics

This white paper focuses on initiatives to enhance regulatory compliance and explores how organisations can use new tools to expand key performance metric forecasting under various economic conditions, to guide and optimize business strategy. VIEW SUMMARY

Category: Operational Risk | Published: 04 January 2017 | Type: White Paper

Rating: + 12

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