Regulation
699 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Regulation & Compliance - Q&A with IBM's Grace Brasington
In this exclusive video Grace Brasington (Vice President, Risk and Compliance, IBM Watson) discusses the key risk and regulatory compliance issues faced by many of today's organisations. The video further discusses the solutions being built to help organisations overcome these issues.
Buy-side Risk Management Technology: Risk Chartis Market Report
This market report conducted by Risk and Chartis breaks down risk management technology and opportunities. Among many things, the report examines the risk technology solutions landscape as well as the key risks faced by many of today’s buy-side organisations.
The Electricity Bill Paradox
This white paper explores the electricity paradox and outlines a framework for utilities to overcome this existential threat. Faced with rising costs, declining usage and more demanding customers, energy companies must look beyond their current business models.
Operational risk in financial services – Navigating risk management challenges in an uncertain world
This research analyses the findings from a recent survey that polled senior risk, compliance and legal professionals about current trends in risk management and governance. The paper addresses the emerging regulatory, risk and technological threats affecting many of today’s organisations.
IBM Regulatory Compliance Analytics - Cognitive computing can help banks streamline operations and reduce regulatory compliance cost
This white paper explores the challenges of achieving sustainable regulatory compliance. The paper further explains how cognitive computing can help banks streamline operations and reduce regulatory compliance costs.
The game changer for collateral management
This white paper outlines the basic building blocks for good collateral management and addresses the impact of new regulation on collateral management. The paper further provides a solution to help organisations adapt to the new regulatory reality.
Financial Services Whistleblowing Regulation Survey – Assessing the impact of the FCA/PRA senior managers regime whistleblowing rules
This white paper examines organisational approaches to whistleblowing and incident reporting. The paper provides findings, analysis and recommendations into the impact of the new whistleblowing rules issued by the Financial Conduct Authority and the Prudential Regulation Authority.
Achieving Optimal IFRS 9 Compliance: Going Beyond Compliance by Optimizing Your Implementation Effort and Financial Impact
This white paper explores the software functionality needed to support optimal IFRS 9 compliance. It further discusses why any steps taken towards IFRS 9 compliance should not be taken in isolation, but rather in the context of existing regulatory pressures.
Liquidity Risk Innovations for Competitive Advantage - Battling the Build vs. Buy Dilemma
This white paper explores how organisations can enhance liquidity risk management through innovation and examines the build vs buy dilemma.
Cognitive GRC - bringing the value to governance, risk and compliance
This white paper explores the emergence of cognitive GRC platforms and explains how it can help companies out-think risk and anticipate regulation with centralized solutions that engage and empower people all across the business.