Regulation white papers

Found  433 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Company: Royal Bank of Scotland (RBS)

European insurers – one of the largest groups of investors in the global financial markets – will operate under a single regulatory framework for the first time when Solvency II comes into force in 2013. This could trigger large re-allocations among their €7 trillion ($10 trillion) of assets, in VIEW SUMMARY

Category: Solvency II | Published: 06 September 2011 | Type: Article

Company: UBS Delta

Solvency II increases the focus on the sourcing and calibration of accurate and representative discount curves. Alterations to discount curves may change optimal hedges and necessitate re-hedging. VIEW SUMMARY

Category: Solvency II | Published: 05 September 2011 | Type: Article

Rating: + 2

Company: Real Asset Management Plc

Following the financial disasters at Enron, WorldCom and many others, Congress mandated in the Sarbanes-Oxley Act (SOX) that all publicly traded companies have a system of Internal Controls. This white paper explores the internal controls required by SOX in relation to fixed assets. VIEW SUMMARY

Category: Regulation | Published: 05 August 2011 | Type: White Paper

Rating: + 7

Company: Risk Books

Around the world, central bankers, regulators and governments have responded to the financial crisis with new regulation and legislation. The cornerstone of this global initiative to contain risk is Basel III – sweeping new regulatory standards for banks on capital adequacy and liquidity. VIEW SUMMARY

Category: Basel III | Published: 27 July 2011 | Type: White Paper

Rating: + 7

Company: AvePoint

With an ever-growing volume of records and documents to tame, myriad business processes to automate, constantly evolving compliance regulations to meet, and an onus to constantly author and publish fresh content, today’s business environment demands a robust ECM solution. VIEW SUMMARY

Category: Regulation | Published: 25 July 2011 | Type: White Paper

Company: DST Global Solutions

This white paper highlights how your organisation can prepare for Solvency II and the key factors to consider in the build up to the proposed 2014 deadline. Topics covered: tackling the right issues, the impact of operational risk, the Solvency II rationale and business process management success. VIEW SUMMARY

Category: Solvency II | Published: 20 July 2011 | Type: White Paper

Rating: + 2

Company: Qualys

GRCM covers a broad range of risks typically entailing financial, information technology, and legal issues. Their goal is to prioritise the risks, justify funding for remediation, and use policy to guide operational teams in corrective actions. VIEW SUMMARY

Category: Regulation | Published: 01 June 2011 | Type: White Paper

Company: Tripwire

What’s more important, security or compliance? Most IT shops are focused on compliance but breaches are still happening. A recent study by Verizon Business concludes that evidence of those breaches tends to be right there in log files. VIEW SUMMARY

Category: Regulation | Published: 01 June 2011 | Type: White Paper

Company: Sophos

There is no 100% in security. Sooner or later an incident will occur and when it does, you want to make sure you have the right procedures, policies and controls to avoid regulatory or audit scrutiny. Read this white paper for ten top tips. VIEW SUMMARY

Category: Regulation | Published: 20 May 2011 | Type: White Paper

Company: SunGard

Organisations are preparing for the implementation of the Dodd–Frank Wall Street Reform and Consumer Protection Act regulations. Senior executive vice president at SunGard Energy & Commodities, Ben Jackson, explains how to pave the way and avoid getting caught out. VIEW SUMMARY

Category: Dodd-Frank | Published: 04 April 2011 | Type: White Paper

Rating: + 2

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