Regulation white papers

Found  422 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Basel III and IFRS 9: A tightening of the regulations

Company: Royal Bank of Scotland (RBS)

During the second half of 2010, both the Basel Committee on Banking Supervision (BCBS) and the International Accounting Standards Board (IASB) provided further clarification and quantification of the required global standards for capital, liquidity and for the accounting of financial instruments. In VIEW SUMMARY

Category: Basel III | Published: 01 April 2011 | Type: Article

Rating: + 9

Broadland District Council selects Asset4000 from RAM to improve audit trail and meet key legislation

Company: Real Asset Management Plc

This case study shows how Broadland District Council, a Norfolk authority, selected Asset4000 from Real Asset Management (RAM) to control its £7m worth of assets in line with the Statement of Recommended Practice (SoRP) and IFRS legislation. VIEW SUMMARY

Category: Regulation | Published: 22 March 2011 | Type: White Paper

Anti-money laundering compliance and technology

Company: Oracle

The nature of criminal activity means that anti-money laundering compliance efforts will constantly evolve. This white paper analyses the state of anti-money laundering compliance and technology and discusses the solutions available. VIEW SUMMARY

Category: Regulation | Published: 08 March 2011 | Type: White Paper

Rating: + 2

Establishing and maintaining a single customer view

Company: DataFlux UK Ltd.

In the UK it is now mandatory for deposit takers (banks, building societies and other institutions) to be able to provide the authorities with a single customer view of all deposits held by the organisation for individual depositors. VIEW SUMMARY

Category: Regulation | Published: 01 March 2011 | Type: White Paper

A legal guide to investing in France

Company: Herbert Smith Freehills LLP

This white paper from Herbert Smith gives an overview of France’s legal environment in the key areas that matter most to foreign investors. VIEW SUMMARY

Category: Compliance | Published: 28 February 2011 | Type: White Paper

Solvency II: data quality and governance

Company: DataFlux UK Ltd.

The Solvency II directive for insurance and reinsurance companies in the EU comes into force December 31, 2012. To comply, companies must either use a one-size-fits-all approach or build an internal model. The latter is likely to be more efficient, but ensuring accuracy is a major concern. VIEW SUMMARY

Category: Regulation | Published: 16 February 2011 | Type: White Paper

Regulatory reform – The shape of things to come

Company: BNY Mellon

The Bank of New York Mellon (BNY Mellon) is currently the only financial institution in the US with a triple A rating from Moody’s. With the firm’s representatives actively engaged in industry and public policy forums, as well as advising regulators, its derivatives and risk expertise is exemplary. VIEW SUMMARY

Category: Compliance | Published: 03 February 2011 | Type: Article

Rating: + 2

Winning the PCI compliance battle

Company: Qualys

This white paper reviews the basics of PCI, including who must comply, compliance requirements, validation requirements and penalties. It also examines key things to look for when selecting a PCI network testing service and introduces QualysGuard PCI. VIEW SUMMARY

Category: Regulation | Published: 02 February 2011 | Type: White Paper

Newlon Housing Trust selects RAM to manage £644 million asset base

Company: Real Asset Management Plc

With public sector organisations under increasing pressure to make significant cost savings, this case study shows how Newlon Housing Trust implemented Asset4000 to incorporate the complexities of component accounting as dictated by SORP/IFRS, into its operations without the need for extra VIEW SUMMARY

Category: Regulation | Published: 01 February 2011 | Type: White Paper

Ensuring compliance through data security

Company: Celestix Networks

Major compliance spend does not necessarily equal secured data when it comes to sensitive information security. Enterprises need to consider placing more focus on securing critical secrets that confer long-term competitive advantage, rather than just preventing accidents involving custodial data. VIEW SUMMARY

Category: Regulation | Published: 27 January 2011 | Type: White Paper

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