Regulation white papers

Found  422 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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The ultimate risk – flawed liquidity risk management

Company: Sybase

As the global financial services industry digests Dodd-Frank, Basel III, European bank stress tests and the inexplicable ‘flash crash’ that downed Dow Jones 700 points in minutes, the question is where to now? VIEW SUMMARY

Category: Liquidity Risk | Published: 24 November 2010 | Type: Article

Rating: + 3

Preparing organisations for future litigation

Company: ZyLAB

This paper discusses how bringing eDiscovery in-house now helps to prepare organisations for future litigation. There are many similarities among the technologies & processes used to respond to specific legal matters & foster proper information management that simplifies future litigation responses. VIEW SUMMARY

Category: Regulation | Published: 15 November 2010 | Type: White Paper

Email archiving and the law


The concept of information governance is not new, but the challenge posed by today’s email volumes is. This white paper examines the latest legal requirements for email archiving and why an effective solution is essential. VIEW SUMMARY

Category: Regulation | Published: 26 October 2010 | Type: White Paper

Building a responsive enterprise: One step at a time

Company: Progress Software

In an ever-changing business environment with rapid changes in regulations, competitors and more, enterprises must become more responsive. This paper focuses on the role of decisions in delivering a responsive enterprise. VIEW SUMMARY

Category: Enterprise Risk Management | Published: 26 October 2010 | Type: White Paper

Preparing a Local Authority for IFRS compliance and component accounting

Company: Real Asset Management Plc

Discover how Real Asset Management's Asset4000 software is providing a large County Council with an IFRS-ready centralised asset register to manage its £2.4bn asset base and improve audit trail. VIEW SUMMARY

Category: Compliance | Published: 09 September 2010 | Type: White Paper

Tips of the trade

Company: Sybase, Financial Services Authority (FSA), British Bankers’ Association (BBA)

A panel of experts was convened for this virtual roundtable, sponsored by Sybase, in which they discuss the challenges facing financial institutions in meeting new liquidity regulations and share some tips for best practice in stress-testing a liquidity risk framework. VIEW SUMMARY

Category: Liquidity Risk | Published: 25 August 2010 | Type: Article

Regulation & ETRM solutions

Company: Sapient Global Markets, Koch Supply & Trading

New financial regulation poses fresh challenges to companies’ financial technology and systems. In a Q&A sponsored by Sapient Global Markets, Energy Risk discusses with experts how they can respond and what will be the impact on market developments. VIEW SUMMARY

Category: Compliance | Published: 28 July 2010 | Type: Article

Rating: + 1

New technology is changing the way companies manage ETRM software

Company: Pioneer Solutions

Pioneer Solutions’ president, Uday Baral, discusses how the needs of ETRM users are being met by the dynamic and efficient service his company offers. VIEW SUMMARY

Category: Commodities | Published: 06 May 2010 | Type: Article

Rating: + 2

Recovery Positions

Company: ICAP

Russia was hit hard by the financial crisis, but market participants say there is plenty to be optimistic about in 2010. At a roundtable discussion in December, industry experts discussed Russia’s economy, the development of market infrastructure and the growth of the derivatives sector. VIEW SUMMARY

Category: Credit Derivatives | Published: 13 January 2010 | Type: Article

The case and criteria for combining application acceleration and security

Company: Blue Coat Systems

This white paper will establish the benefits of having a single, combined aproach to addressing both sets of objectives – acceleration and security – and identifies the key criteria for selecting a corresponding solution. VIEW SUMMARY

Category: Regulation | Published: 21 December 2009 | Type: White Paper

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