Regulation white papers

Found  433 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Company: Celestix Networks

Major compliance spend does not necessarily equal secured data when it comes to sensitive information security. Enterprises need to consider placing more focus on securing critical secrets that confer long-term competitive advantage, rather than just preventing accidents involving custodial data. VIEW SUMMARY

Category: Regulation | Published: 27 January 2011 | Type: White Paper

Company: Sybase

As the global financial services industry digests Dodd-Frank, Basel III, European bank stress tests and the inexplicable ‘flash crash’ that downed Dow Jones 700 points in minutes, the question is where to now? VIEW SUMMARY

Category: Liquidity Risk | Published: 24 November 2010 | Type: Article

Rating: + 3

Company: ZyLAB

This paper discusses how bringing eDiscovery in-house now helps to prepare organisations for future litigation. There are many similarities among the technologies & processes used to respond to specific legal matters & foster proper information management that simplifies future litigation responses. VIEW SUMMARY

Category: Regulation | Published: 15 November 2010 | Type: White Paper

Company: Symantec.cloud

The concept of information governance is not new, but the challenge posed by today’s email volumes is. This white paper examines the latest legal requirements for email archiving and why an effective solution is essential. VIEW SUMMARY

Category: Regulation | Published: 26 October 2010 | Type: White Paper

Company: Progress Software

In an ever-changing business environment with rapid changes in regulations, competitors and more, enterprises must become more responsive. This paper focuses on the role of decisions in delivering a responsive enterprise. VIEW SUMMARY

Category: Enterprise Risk Management | Published: 26 October 2010 | Type: White Paper

Company: Real Asset Management Plc

Discover how Real Asset Management's Asset4000 software is providing a large County Council with an IFRS-ready centralised asset register to manage its £2.4bn asset base and improve audit trail. VIEW SUMMARY

Category: Compliance | Published: 09 September 2010 | Type: White Paper

Company: Sybase, Financial Services Authority (FSA), British Bankers’ Association (BBA)

A panel of experts was convened for this virtual roundtable, sponsored by Sybase, in which they discuss the challenges facing financial institutions in meeting new liquidity regulations and share some tips for best practice in stress-testing a liquidity risk framework. VIEW SUMMARY

Category: Liquidity Risk | Published: 25 August 2010 | Type: Article

Company: Sapient Global Markets, Koch Supply & Trading

New financial regulation poses fresh challenges to companies’ financial technology and systems. In a Q&A sponsored by Sapient Global Markets, Energy Risk discusses with experts how they can respond and what will be the impact on market developments. VIEW SUMMARY

Category: Compliance | Published: 28 July 2010 | Type: Article

Rating: + 1

Company: Pioneer Solutions

Pioneer Solutions’ president, Uday Baral, discusses how the needs of ETRM users are being met by the dynamic and efficient service his company offers. VIEW SUMMARY

Category: Commodities | Published: 06 May 2010 | Type: Article

Rating: + 2

Company: ICAP

Russia was hit hard by the financial crisis, but market participants say there is plenty to be optimistic about in 2010. At a roundtable discussion in December, industry experts discussed Russia’s economy, the development of market infrastructure and the growth of the derivatives sector. VIEW SUMMARY

Category: Credit Derivatives | Published: 13 January 2010 | Type: Article

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