Regulation white papers

Found  388 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Enhance data protection compliance in corporate investigations

Company: Guidance Software Inc. UK

This paper addresses some of the salient requirements of the EU Data Protection Directive or the UK Data Protection Act 1998 pertinent to the investigation, review, and/or collection of employees’ personal data. VIEW SUMMARY

Category: Regulation | Published: 01 April 2007 | Type: White Paper

Finance Strategy: Delivering the Partnering Role

Company: IBM United Kingdom Limited

In order to support the agenda for growth through innovation, Finance needs to partner more, to analyse and predict, not only record and report. But, what stops this happening? VIEW SUMMARY

Category: Operational Risk | Published: 01 January 2007 | Type: White Paper

The practicalities of complying with Sarbanes Oxley for Financial Directors

Company: Touchstone Group

Having an infrastructure and framework in place is an integral part of SarBox compliance; once acknowledged and set in stone within an organisation can it begin to address other compliance processes like financial management. this White Paper provides a clear overview of what you need to know. VIEW SUMMARY

Category: Regulation | Published: 01 January 2007 | Type: White Paper

Rating: + 1

Combine ITIL and COBIT to Meet Business Challenges

Company: BMC Software Ltd

IT organizations rely on solutions such as the ITIL® and COBIT to help understand the challenges of compliance regulations. This white paper from BMC® Software discusses how the two can be used together. VIEW SUMMARY

Category: Regulation | Published: 01 January 2007 | Type: White Paper

Rating: + 1

2007 - The Impact of MIFID

Company: Touchstone Group

MiFID has been hailed by some analysts as the most fundamental shake up of the European banking sector in a generation. This White Paper provides a key overview of the implications of MIFID. VIEW SUMMARY

Category: MiFiD | Published: 01 January 2007 | Type: White Paper

Rating: + 1

Regulatory Compliance Through Automated BPM

Company: BEA International

Read how this company achieved a rapid response to regulatory requirements resulting in increased efficiencies in the origination and risk management operations. VIEW SUMMARY

Category: Regulation | Published: 01 September 2006 | Type: White Paper

Delivering Value Through Risk Management

Company: IBM United Kingdom Limited

Following a series of high-profile financial failures over the past decade, a wave of new and pending regulations – such as Basel II, International Financial Reporting Standards, Sarbanes-Oxley and the European Unions Capital Markets Directive – is requiring banks to cover the risks they assume. VIEW SUMMARY

Category: Regulation | Published: 01 April 2005 | Type: White Paper

Business Process Management in the Finance Sector

Company: Oracle Corporation

Leveraging the power of processes for profit. VIEW SUMMARY

Category: Enterprise Risk Management | Published: 01 January 2004 | Type: White Paper

Rating: + 1

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