Regulation white papers

Found  422 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Cognitive Computing and Data Challenges - Q&A with IBM's Diane Reynolds

Company: IBM Business Analytics

Diane Reynolds is Chief Data Scientist at IBM Industry Solutions for the financial services sector. In this exclusive video Diane discusses the cognitive computing capabilities that IBM is currently developing. VIEW SUMMARY

Category: Market Data | Published: 14 March 2017 | Type: Video

Rating: + 7

Regulation & Compliance - Q&A with IBM's Grace Brasington

Company: IBM Business Analytics

In this exclusive video Grace Brasington (Vice President, Risk and Compliance, IBM Watson) discusses the key risk and regulatory compliance issues faced by many of today's organisations. The video further discusses the solutions being built to help organisations overcome these issues. VIEW SUMMARY

Category: Operational Risk | Published: 08 March 2017 | Type: Video

Rating: + 5

Buy-side Risk Management Technology: Risk Chartis Market Report

Company: Risk.net

This market report conducted by Risk and Chartis breaks down risk management technology and opportunities. Among many things, the report examines the risk technology solutions landscape as well as the key risks faced by many of today’s buy-side organisations. VIEW SUMMARY

Category: Risk Systems | Published: 03 March 2017 | Type: White Paper

Rating: + 5

The Electricity Bill Paradox

Company: Sapient Global Markets

This white paper explores the electricity paradox and outlines a framework for utilities to overcome this existential threat. Faced with rising costs, declining usage and more demanding customers, energy companies must look beyond their current business models. VIEW SUMMARY

Category: Market Data | Published: 01 March 2017 | Type: White Paper

Rating: + 3

Operational risk in financial services – Navigating risk management challenges in an uncertain world

Company: SAI Global

This research analyses the findings from a recent survey that polled senior risk, compliance and legal professionals about current trends in risk management and governance. The paper addresses the emerging regulatory, risk and technological threats affecting many of today’s organisations. VIEW SUMMARY

Category: Compliance | Published: 14 February 2017 | Type: White Paper

Rating: + 18

IBM Regulatory Compliance Analytics - Cognitive computing can help banks streamline operations and reduce regulatory compliance cost

Company: IBM Business Analytics

This white paper explores the challenges of achieving sustainable regulatory compliance. The paper further explains how cognitive computing can help banks streamline operations and reduce regulatory compliance costs. VIEW SUMMARY

Category: Regulation | Published: 13 February 2017 | Type: White Paper

Rating: + 3

The game changer for collateral management

Company: NEX TriOptima

This white paper outlines the basic building blocks for good collateral management and addresses the impact of new regulation on collateral management. The paper further provides a solution to help organisations adapt to the new regulatory reality. VIEW SUMMARY

Category: Derivatives | Published: 07 February 2017 | Type: White Paper

Rating: + 12

Financial Services Whistleblowing Regulation Survey – Assessing the impact of the FCA/PRA senior managers regime whistleblowing rules

Company: NAVEX Global

This white paper examines organisational approaches to whistleblowing and incident reporting. The paper provides findings, analysis and recommendations into the impact of the new whistleblowing rules issued by the Financial Conduct Authority and the Prudential Regulation Authority. VIEW SUMMARY

Category: Employment and Remuneration | Published: 30 January 2017 | Type: White Paper

Rating: + 7

Achieving Optimal IFRS 9 Compliance: Going Beyond Compliance by Optimizing Your Implementation Effort and Financial Impact

Company: SAS

This white paper explores the software functionality needed to support optimal IFRS 9 compliance. It further discusses why any steps taken towards IFRS 9 compliance should not be taken in isolation, but rather in the context of existing regulatory pressures. VIEW SUMMARY

Category: Basel III | Published: 27 January 2017 | Type: White Paper

Rating: + 6

Liquidity Risk Innovations for Competitive Advantage - Battling the Build vs. Buy Dilemma

Company: Intellect Design

This white paper explores how organisations can enhance liquidity risk management through innovation and examines the build vs buy dilemma. VIEW SUMMARY

Category: Operational Risk | Published: 23 January 2017 | Type: White Paper

Rating: + 7

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