Regulation white papers

Found  410 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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The path to compliance: Unwinding the insurance industry’s regulatory requirements

Company: BearingPoint

This white paper provides insight from a range of experts on how insurance firms can address the new regulatory landscape, and how they are approaching reporting and risk management in the wider context of current market conditions. VIEW SUMMARY

Category: Operational Risk | Published: 09 January 2017 | Type: White Paper

Rating: + 5

Maximizing Stress Testing Investment: Strategic Capital Analysis

Company: Moody's Analytics

This white paper focuses on initiatives to enhance regulatory compliance and explores how organisations can use new tools to expand key performance metric forecasting under various economic conditions, to guide and optimize business strategy. VIEW SUMMARY

Category: Operational Risk | Published: 04 January 2017 | Type: White Paper

Rating: + 13

Are Internal Credit Models for Structured Securities Going Away? An Analysis of the Recent Basel Consultative Document

Company: Moody's Analytics

This white paper focuses on the proposed changes and their implications for calculating credit risk capital, as well as the proposal’s integration with Basel’s other recent revisions and upcoming initiatives. The paper also discusses what next steps are expected with regard to this proposal. VIEW SUMMARY

Category: Basel III | Published: 13 December 2016 | Type: White Paper

Rating: + 8

Basel III Standardized Approach to Counterparty Credit Risk (SA-CCR): Adoption and Implementation Status

Company: Moody's Analytics

This white paper provides a brief introduction to the new standardized approach for measuring counterparty credit risk, its expected benefits, and its actual impacts. The paper further details the potential difficulties associated with its implementation and the current status of its adoption in VIEW SUMMARY

Category: Operational Risk | Published: 25 November 2016 | Type: White Paper

Rating: + 20

Third Party Risk Management: Put data & insights into your work today

Company: NAVEX Global

This report analyses various organisational approaches to third party risk management and due diligence. The report further discusses the top challenges to third party risk management programs. VIEW SUMMARY

Category: Employment and Remuneration | Published: 22 November 2016 | Type: White Paper

Rating: + 10

New Impairment Model: Governance Considerations

Company: Moody's Analytics

This white paper will review some of the most important model governance considerations, including how to approach new modeling needs, key differences between models for CECL and models for AIRB and DFAST, and the differing expectations for less complex banks. VIEW SUMMARY

Category: Risk Management | Published: 15 November 2016 | Type: White Paper

Rating: + 14

CECL’s Implications for Bank Profi tability, System Stability, and Economic Growth

Company: Moody's Analytics

This white paper considers the adoption of CECL with an eye toward assessing its potential benefits – and risks – to the financial system and the broader economy. The paper will further provide suggestions on how the transition to CECL can be managed smoothly for minimal economic impact. VIEW SUMMARY

Category: Compliance | Published: 07 November 2016 | Type: White Paper

Rating: + 10

Business Intelligence: A Tech Revolution for the Evolution in Compliance

Company: Wolters Kluwer

This white paper will explore the compliance tech revolution. It explains how RegTech can empower compliance functions to make informed risk choices based on data-provided insights about the compliance risks the company faces and how it mitigates and manages risks. VIEW SUMMARY

Category: Enterprise Risk Management | Published: 01 November 2016 | Type: White Paper

Rating: + 5

The IFF China Report 2016: Insight and opinion from China’s top leaders, policy-makers and financiers

Company: Central Banking

This report, drafted by the International Finance Forum and published in association with Central Banking, provides readers with a unique insight into the inner workings of China's economic development and financial reform. VIEW SUMMARY

Category: Operational Risk | Published: 24 October 2016 | Type: White Paper

Rating: + 3

Liquidity Optimization: Building a Liquidity Risk Framework for Competitive Advantage

Company: Intellect Design

This white paper will provide financial institutions guidance on how to manage, monitor and optimize liquidity. The paper further addresses why organisations should implement key risk indicators to help provide a holistic view of liquidity. VIEW SUMMARY

Category: Operational Risk | Published: 20 October 2016 | Type: White Paper

Rating: + 9

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