Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.
Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.
Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Having an infrastructure and framework in place is an integral part of SarBox compliance; once acknowledged and set in stone within an organisation can it begin to address other compliance processes like financial management. this White Paper provides a clear overview of what you need to know.
01 January 2007
Following a series of high-profile financial failures over the past decade, a wave of new and pending regulations – such as Basel II, International Financial Reporting Standards, Sarbanes-Oxley and the European Unions Capital Markets Directive – is requiring banks to cover the risks they assume.
01 April 2005