Regulation white papers

Found  394 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Extract long term benefit from Pillar III Reporting Data

Company: Moody's Analytics

This white paper addresses why insurers should view the data collated for Pillar III reporting as an essential information source for all strategic risk and capital decision-making within their organizations. VIEW SUMMARY

Category: Compliance | Published: 07 January 2016 | Type: White Paper

Rating: + 5

Interest Rate Risk In The Banking Book – How to manage IRRBB considering the Monetary Policy and the new regulation

Company: Chappuis Halder

This white paper focuses on understanding how current market conditions (low interest rates) can affect banks’ revenues and profitability. The paper further analyses, via simulations on a real portfolio, the impacts of interest rate moves on the Economic Value of Equity and the Earnings at Risk. VIEW SUMMARY

Category: Basel III | Published: 21 December 2015 | Type: White Paper

Rating: + 22

Fraud Controls to Tackle the Mobile Revolution

Company: Nice Actimize

This white paper looks at the challenges financial institutions face in the evolving mobile fraud environment and discusses several fraud controls that financial institutions can put into place. The paper further identifies different ways to combat mobile-enhanced fraud with fraud solutions. VIEW SUMMARY

Category: Operational Risk | Published: 16 December 2015 | Type: White Paper

Rating: + 4

AnaCredit Gives Banks an Opportunity to Improve Data Management, but Challenges Remain

Company: Moody's Analytics

This white paper explores the requirements of AnaCredit and discusses key challenges such as missing data, aggregating information and establishing a robust reporting system. VIEW SUMMARY

Category: Infrastructure | Published: 10 December 2015 | Type: White Paper

Rating: + 4

An Enhanced Liquidity Risk Management Framework for Banks

Company: Moody's Analytics

This white paper shows the advantages of including internal behavioural models into an institution’s liquidity risk management practices to enhance returns and exploit competitive advantages related to their balance sheet composition, funding structure, and business model. VIEW SUMMARY

Category: Basel III | Published: 07 December 2015 | Type: White Paper

Rating: + 10

Facing new challenges: The future of risk data management in the insurance industry

Company: FIS

In this white paper, John Winter and James Webb of FIS focus on the challenges ahead for insurance companies in light of ongoing regulatory developments and growing expectations from risk stakeholders. Using the results of a survey conducted in October 2015, they examine the key concerns for firms VIEW SUMMARY

Category: Operational Risk | Published: 01 December 2015 | Type: White Paper

Rating: + 11

The Benefits of Modernizing the Commercial Credit Decisioning Process

Company: Moody's Analytics

This white paper explains the benefits of an online decision system to deliver higher returns on risk while making regulatory compliance easier and cheaper. VIEW SUMMARY

Category: Credit Risk | Published: 26 November 2015 | Type: White Paper

Rating: + 13

IFRS 9 Will Significantly Impact Banks’ Provisions and Financial Statements

Company: Moody's Analytics

This white paper gives practitioners a snapshot of the “current state” of the industry, while assessing the challenges banks face while transitioning to International Financial Reporting Standard 9 (IFRS 9). It also includes a series of comments on best practices and industry trends. VIEW SUMMARY

Category: Credit Risk | Published: 25 November 2015 | Type: White Paper

Rating: + 11

Fundamental Review of the Trading Book: Impacts on financial institutions in Australia

Company: Wolters Kluwer

This white paper aims to outline the Fundamental Review of the Trading Book's key requirements, and how they translate into processes in and around the trading book. It offers suggestions with respect to best practices for the design and development of a platform to meet concerns raised by VIEW SUMMARY

Category: Basel III | Published: 24 November 2015 | Type: White Paper

Rating: + 1

Post-Scoring Classification for Low Default Portfolios

Company: Chappuis Halder

This whitepaper aims to provide clues for optimizing Post-Scoring classification as well as analysing the relationship between the number of classes in a rating scale and the impact on regulatory capital for Low Default Portfolios. VIEW SUMMARY

Category: Basel III | Published: 23 November 2015 | Type: White Paper

Rating: + 11

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