Regulation white papers

Found  388 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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The Benefits of Modernizing the Commercial Credit Decisioning Process

Company: Moody's Analytics

This white paper explains the benefits of an online decision system to deliver higher returns on risk while making regulatory compliance easier and cheaper. VIEW SUMMARY

Category: Compliance | Published: 26 November 2015 | Type: White Paper

Rating: + 10

IFRS 9 Will Significantly Impact Banks’ Provisions and Financial Statements

Company: Moody's Analytics

This white paper gives practitioners a snapshot of the “current state” of the industry, while assessing the challenges banks face while transitioning to International Financial Reporting Standard 9 (IFRS 9). It also includes a series of comments on best practices and industry trends. VIEW SUMMARY

Category: Compliance | Published: 25 November 2015 | Type: White Paper

Rating: + 11

Fundamental Review of the Trading Book: Impacts on financial institutions in Australia

Company: Wolters Kluwer

This white paper aims to outline the Fundamental Review of the Trading Book's key requirements, and how they translate into processes in and around the trading book. It offers suggestions with respect to best practices for the design and development of a platform to meet concerns raised by VIEW SUMMARY

Category: Risk Systems | Published: 24 November 2015 | Type: White Paper

Rating: + 1

Post-Scoring Classification for Low Default Portfolios

Company: Chappuis Halder

This whitepaper aims to provide clues for optimizing Post-Scoring classification as well as analysing the relationship between the number of classes in a rating scale and the impact on regulatory capital for Low Default Portfolios. VIEW SUMMARY

Category: Credit Risk | Published: 23 November 2015 | Type: White Paper

Rating: + 11

Next-generation governance, risk and compliance (GRC)

Company: IBM Business Analytics

This white paper explores the emerging GRC challenges in the regulatory and business environments. It further discusses how the next-generation of GRC is evolving to suit the new changes business needs. VIEW SUMMARY

Category: Compliance | Published: 10 November 2015 | Type: White Paper

Rating: + 13

Dynamics of disruption: An ‘Uber’ approach to compliance reporting

Company: Sapient Global Markets

This white paper explores why it is no longer a matter of if—but rather when and how—firms will exit the “business” of trade and transaction reporting. VIEW SUMMARY

Category: Compliance | Published: 09 November 2015 | Type: White Paper

Rating: + 5

Pursuing the ideal reference data utility: Best responses to business drivers and management complexities

Company: SmartStream Technologies Ltd

This special report includes a virtual roundtable by thought leading professionals, drawing on the latest and most relevant news. The report also gives an in-depth insight into a new approach to reference data management. VIEW SUMMARY

Category: Market Data | Published: 06 November 2015 | Type: White Paper

Rating: + 5

AML in Asia: Future-proof strategies for a time of flux

Company: Wolters Kluwer

This white paper discusses how compliance to AML regulation is becoming an increasing force in Asia-Pacific countries and the possible challenges that financial institutions may endure. VIEW SUMMARY

Category: Compliance | Published: 05 November 2015 | Type: White Paper

Rating: + 2

Credit risk management: Collateral, covenants and risk review

Company: IBM Business Analytics

Credit risk management only begins with the approval of a loan. The ongoing processes of managing collateral, loan covenants, and monitoring the borrower’s financial condition are key to ensuring that the bank is in the best position to minimize its loss, should the borrower encounter issues. VIEW SUMMARY

Category: Credit Risk | Published: 04 November 2015 | Type: White Paper

Rating: + 11

What do rising trade reporting costs mean for your firm

Company: Sapient Global Markets

This white paper will look at the factors affecting the rise in trade reporting costs, the biggest trade reporting challenges, impending rules and the future of trade reporting. VIEW SUMMARY

Category: Compliance | Published: 03 November 2015 | Type: White Paper

Rating: + 3

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