Regulation white papers

Found  410 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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Peer Data and Analysis to Enhance Your Global Ethics and Compliance Programme

Company: NAVEX Global

This report examines the responses from 247 ethics and compliance business professionals and explores what drives investment in compliance, the key risk areas and potential challenges. VIEW SUMMARY

Category: Employment and Remuneration | Published: 25 February 2016 | Type: White Paper

Rating: + 1

Fundamental Review of the Trading Book: Impacts & Market Perspectives

Company: Chappuis Halder

This white paper analyses the Fundamental Review of the Trading Book (FRTB), covering its origins, responsibilities and priorities. The paper further identifies how market participants interpret the reform and examines some of the FRTB’s key issues. VIEW SUMMARY

Category: Operational Risk | Published: 24 February 2016 | Type: White Paper

Rating: + 20

Asset management in the Solvency II transition

Company: Standard Life Investments

This white paper explores how the implementation of Solvency II regulation will require further refinements in the way insurers approach asset management. VIEW SUMMARY

Category: Solvency II | Published: 22 February 2016 | Type: White Paper

Rating: + 3

Cray® XC™ Series Supercomputer Accelerates CVA Performance in Addressing Counterparty Risk

Company: Cray

This white paper explores the uses for Credit Valuation Adjustment (CVA) in meeting the ever changing regulation and reporting requirements. VIEW SUMMARY

Category: Risk Systems | Published: 19 February 2016 | Type: White Paper

Rating: + 3

Best Practices of Business- Specific Stress Testing: Advice From the Front Lines of Bank Risk Management

Company: SAS

This white paper, which is the second in a two part series, explores best practices gathered from banks that are successfully using bank-specific stress tests to run their business smarter, safer and more profitably. VIEW SUMMARY

Category: Market Risk | Published: 15 February 2016 | Type: White Paper

Rating: + 7

Risk-Weighted Assets (RWA) density | What lies behind this underrated financial ratio

Company: Chappuis Halder

This white paper will cover the origins of the Risk-Weighted Assets ratio and the history of its use in financial analysis. The paper will further showcase its characteristics and behavioural traits, exemplified through a number of theoretical tests. VIEW SUMMARY

Category: Operational Risk | Published: 12 February 2016 | Type: White Paper

Rating: + 23

Elements of business-driven stress testing: Going beyond government-mandated stress testing to generate business-specific insights

Company: SAS

This white paper, which is the first in a two part series, investigates going beyond government-mandated stress testing to generate business-specific insights and drive better performance. VIEW SUMMARY

Category: Operational Risk | Published: 11 February 2016 | Type: White Paper

Rating: + 4

Managing a Matching Adjustment portfolio

Company: Standard Life Investments

This white paper focuses on the cash flow matching approach to portfolio management; how interest rate derivatives can be used within that process; and where the investment manager can add value for its insurance clients. VIEW SUMMARY

Category: Interest Rate Derivatives | Published: 09 February 2016 | Type: White Paper

Rating: + 5

Financial Regulation: Emerging Themes in 2016 The Age of Accountability?

Company: Berwin Leighton Paisner

We understand that keeping abreast of the latest regulatory developments can be burdensome. To help, our team of financial regulation experts have produced a publication including over 30 practical articles, to help you understand the most important regulatory developments for 2016 and how the VIEW SUMMARY

Category: MiFiD | Published: 03 February 2016 | Type: White Paper

Rating: + 9

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