Regulation white papers

Found  422 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery.

Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability.

Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

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A Fresh Perspective: Enhancing Transaction Cost Analysis Effectiveness

Company: IHS Markit

Having examined existing trends and attitudes to transaction cost analysis, this white paper describes how organisations can build upon current their use of this analytical tool in order to improve the investment process. VIEW SUMMARY

Category: Foreign Exchange | Published: 11 April 2016 | Type: White Paper

Rating: + 5

The Future of Collateral Management

Company: CloudMargin

This white paper focuses on the future of collateral management and examines how new regulation has significantly impacted the risks of providing collateral. VIEW SUMMARY

Category: Compliance | Published: 07 April 2016 | Type: White Paper

Rating: + 12

The 10 greatest challenges and pitfalls when designing and implementing SA-CCR

Company: Misys

This white paper explores the greatest challenges financial institutions will face when implementing SA-CCR. VIEW SUMMARY

Category: Compliance | Published: 05 April 2016 | Type: White Paper

Rating: + 8

Regulatory Information Brief: MiFID II - Trade Surveillance: Raising the bar

Company: Nasdaq

This white paper discusses the main catalysts for change in recent regulation and the implications this will have for businesses. VIEW SUMMARY

Category: Technology Systems and Software | Published: 04 April 2016 | Type: White Paper

Rating: + 1

Banking in the dark: Data control framework for the new risk era

Company: Gresham

This white paper assesses the impact of the latest directives designed to combat banking risk. The paper further provides practical advice on getting your systems compliant; operating with greater efficiency; and implementing risk controls that power innovation. VIEW SUMMARY

Category: Compliance | Published: 22 March 2016 | Type: White Paper

Rating: + 7

The Game Changes: 10 Essential Elements for Truly Effective Compliance Programs

Company: IBM Business Analytics

This paper outlines these game-changers and provides a roadmap with 10 essential elements to getting programs where managements and boards need and want them to be in achieving their compliance objectives. VIEW SUMMARY

Category: Risk Systems | Published: 17 March 2016 | Type: White Paper

Rating: + 1

Webinar: A risk-based performance pipe dream?

Company: IBM Business Analytics

In this IBM-sponsored webcast, a panel of industry experts will discuss the obstacles facing risk-based performance management and Peyman Mestchian, managing partner, Chartis will review findings of a new study on risk-based performance management (one of several research papers in Chartis' The Risk VIEW SUMMARY

Category: Operational Risk | Published: 16 March 2016 | Type: Webinar

Rating: + 6

Data Activate: Your data is an asset. Generate a return.

Company: Oracle

This white paper provides recommendations and solutions to help enable financial organisations to make better use of the vast data being collected for regulatory purposes. The paper further explains why regulation can now be used as a means to make your business stronger. VIEW SUMMARY

Category: Technology Systems and Software | Published: 15 March 2016 | Type: White Paper

Rating: + 10

Developing a Unified View of Risk: Bridging the Divide Between the Front and Middle Office

Company: FIS

This white paper examines the results from a global survey of investment and risk management professionals. The white paper explores the risk management challenges faced by financial firms in today’s markets and how systems can and should adapt in response. VIEW SUMMARY

Category: Enterprise Risk Management | Published: 14 March 2016 | Type: White Paper

Rating: + 10

Benchmarking Your Compliance Programmes in EMEA & APAC

Company: NAVEX Global

This webinar examines the top priorities and major challenges that ethics and compliance professionals are currently facing. The webinar offers recommendations and best practices that can be taken away and used within your own businesses. VIEW SUMMARY

Category: Employment and Remuneration | Published: 09 March 2016 | Type: Webinar

Rating: + 3

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