Regulation
700 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
A Transformation in Progress: Perspectives and approaches to IFRS 17
This white paper analyses the findings from a recent SAS research survey and provides guidance on how organisations might best achieve compliance. It further provides a subjective, data-driven view of IFRS 17 along with valuable market context for professionals who are developing their own…
Blockchain in the Derivatives Market: Not to Be Dismissed
This white paper explores the evolution of the distributed ledger technology (DLT) phenomenon as well as its barriers to adoption. It further examines how blockchain can provide organisations with a solution to some of the issues facing the derivatives market.
Why Are Collateral Operations Managers So Focused on Initial Margin?
This white paper examines the need for firms to review their collateral infrastructure. It further defines a list of simplified steps for readying your firm for the implementation of the Initial Margin (IM).
AI Adoption Across Capital Markets - Opportunities, Challenges and Use-Cases
This white paper analyses the results of a recent WatersTechnology survey which aimed to gain a clearer sense of progress in capital markets adoption of artificial intelligence (AI). It further offers a fascinating study into what could be called ‘qualified optimism’ around AI.
Rethinking XVA sensitivities: Making them universally achievable
This white paper explores XVA calculation techniques that can accelerate performance and give banks an advantage over competitors. It further explores the benefits of calculating XVA’s using adjoint automatic differentiation over the ‘bump and run’ technique.
Replicating OTC FX Market Positions with CME FX Futures
This white paper explores the advantages that CME FX futures offer traditional market practitioners in the OTC FX markets. It further examines how CME FX futures can be used to replicate cost-efficient, manageable synthetic exposure to OTC FX spot, forward, and swap transactions.
Basel 3 or Basel 4? Where do we stand
This white paper analyzes the new set of Basel 3 rules (also known as “Basel 4”) and the proposed changes to approaches for credit risk. It further offers Prometeia’s views on the implementation of these new rules in the current EU banking regulatory framework.
Managing Fraud Risks in the Digital World
This white paper examines the 4 key emerging fraud risks related to digital payments. It further explores how to implement anti-fraud tools and technology, as well as the top five minimum requirements to achieve effective and optimal fraud management.
Risk-Aware Finance and the Changing Nature of Credit
This report explores how credit and analytics are shifting to address today’s regulatory and business challenges. It further explores why finance departments must embrace risk awareness and offers practical advice for FIs on how best to adapt their people, processes and technology to achieve…
Regtech – Enabler of the shift from compliance to performance
This white paper examines the results of a recent Risk.net RegTech survey and explores how banks can get off the compliance treadmill and focus on building their business. It further looks at how RegTech is playing a role in helping them to do just that.