Regulation
700 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Risk in investment audiocast Pt 1 (Apac) – A multi-dimensional view of risk during times of crisis
This two-part audiocast series produced by Risk.net and MSCI examines the changing shape of risk in investment, the lessons learned from the current crisis, and how risk can be used to drive performance in volatile times. In this first audiocast, Oleg Ruban, Head of Analytics Applied Research, Apac…
Scenario-Based Risk Management: Overcoming the Challenges
This whitepaper explores how financial institutions can use technology to address some of the key challenges of extending enterprise stress testing processes to support scenario-based risk management, operate much more efficiently and derive greater business value from their stress testing…
金融機関は流動性規制における日本の厳格なLCRとNSFR報告に対 する戦略的アプローチを必要としている
日本の金融機関は、金融庁が設定した厳しい流動性報告要件をクリアできるよう熟考し、より戦略的なアプローチを採用すべきです。印象派の絵画を鑑賞するのと同じく、一歩下がって、さまざまな角度から要件を確認する必要があります。グローバルなシステム上重要な銀行（G-SIB）の経験は、貴重な参考例となります。近年、G-SIBにも複雑な毎日の報告要件が課されるようになったためです。
FRTBが迫るなか、リスクデータ管理とテクノロジーを再考する
COVID-19が引き金をひいた経済危機が、日本の銀行の自己資本を圧迫しています。他のさまざまなストレスの中でも、失業の増加が大量の債務不履行を引き起こし、銀行のリスクアセット（RWA、規制上の報告を要する）に影響を及ぼすことはほぼ間違いありません。金融機関は、経済危機による資本への圧迫と戦う一方で、金融庁の「トレーディング勘定の抜本的見直し」（FRTB）報告に向けた準備の重圧も感じています。
Letting go of Libor – the evolving transition strategies of 110 banks and buy-side firms
This whitepaper and survey report provides unique insight into the evolving strategies of banks and buy-side entities following a survey Risk.net conducted assessing firms’ readiness for transition
Stress-testing amid Covid‑19
The Covid‑19 pandemic has proved to be a real-life stress test for the banking sector as firms adjust to new ways of working. Here, SAS explores how the pandemic has magnified the importance of stress-testing, scenario analysis and contingency planning to ensure business can resume as usual in…
Exploring How AI Can Help Address Contract Challenges During the LIBOR Transition
This whitepaper looks at why financial institutions should consider acting now to develop a solution that supports the use of appropriate contract language in preparation for the permanent discontinuation of LIBOR.
The Digitalization of Sell-Side Risk Management
This white paper describes a series of trends in risk management being shaped by the recent wave of volatility, onslaught of regulatory requirements, ever-increasing data, and market structure changes impacting sell-side institutions. Among them, the focus on risk system upgrades and requirements…
Elevating enterprise resiliency practices in a crisis
Patrick Potter, digital risk strategist at RSA, shares insights into how financial institutions – some already heavy with digitalisation – need to elevate their business recovery and resiliency strategies to navigate through the global pandemic and prepare for the ‘next normal’. James Fong, RSA…
The end of the batch process - how streaming technology will change the world of risk
In risk management, the need for speed has never been more pressing than during the current crisis. Batch processing has been deeply embedded in the banking industry for decades now. From processing end of day batch processes in core systems (e.g. calculating interest) to sending data downstream…