Operational Risk white papers

Found  248 white papers and resources

Below you will find a collection of operational risk white papers by industry leading experts. This information resource looks at key industry issues and practices, which can be used to aid in the decision-making process and help maintain a competitive advantage.

Operational risk is the type risk that a company is exposed to from the execution of business functions. It is a wide concept that has rapidly evolved over the years. It includes risk that arises from the break downs of internal procedures, systems and people, plus external events. Fraud risks, legal risks, physical risk and environmental risks also are encompassed in operational risk.

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Driving Change: Data Management and Data Governance Priorities of Tier 2 and Tier 3 Asset Managers

Company: IHS Markit

This white paper examines the results of a recent survey conducted by IHS Markit and WatersTechnology. It explores the data management capabilities and attitudes of Tier 2 and Tier 3 asset managers; the growing significance of data governance; and the need for further integration of data across VIEW SUMMARY

Category: Market Data | Published: 14 July 2016 | Type: White Paper

Rating: + 2

In Search of a Single Version of the Truth: Adopting a Universal Data Model

Company: Wolters Kluwer

This white paper explains how firms can normalize their internal data collection processes – and retain the flexibility they need to support the finance and risk functions, and business activities across the enterprise – by adopting a universal data model. VIEW SUMMARY

Category: Regulation | Published: 16 June 2016 | Type: White Paper

Rating: + 5

Implementing an IFRS 9 Solution: Challenges Faced by Financial Institutions

Company: Moody's Analytics

This white paper provides an overview of the new standard and analyses the major challenges financial institutions will face in ensuring compliance. VIEW SUMMARY

Category: Compliance | Published: 14 June 2016 | Type: White Paper

Rating: + 7

10 Step Guide to Collateral Management

Company: CloudMargin

This white paper will cover all fundamental aspects concerning the management of collateral, the associated risks and opportunities, as well as the key topics involved in establishing and running a collateral management function. VIEW SUMMARY

Category: Derivatives | Published: 02 June 2016 | Type: White Paper

Rating: + 10

Quantification of End User Computing Risk in Financial Services

Company: ClusterSeven Ltd

This report details the risks associated with End User Computing (EUC), as well as the potential consequences to financial institutions. It further discusses the importance of a quantified approach to EUC risk. VIEW SUMMARY

Category: Risk Systems | Published: 01 June 2016 | Type: White Paper

Rating: + 1

Understanding the Riskiness of A GLWB Rider For FIAs

Company: Numerix LLC

This white paper assesses the risk associated with a GLWB rider for FIAs and analyses how different modelling choices can affect these risks. In Particular, the impacts of improving the estimate of future caps will be explored. VIEW SUMMARY

Category: Market Risk | Published: 26 May 2016 | Type: White Paper

Data integrity for MiFID II

Company: Gresham

This white paper explores the differences between the orignal MiFID I and the new MiFID II; the challenges financial institutions will face; and who is responsible for trade reporting under the new regulation VIEW SUMMARY

Category: MiFiD | Published: 25 May 2016 | Type: White Paper

Rating: + 6

Changes in the market structure and their implications for financial stability: Exclusive video content from the annual Risk USA Conference

Company: Risk USA

In this exclusive video content from the Risk USA Conference, hear from Patrick Pinschmidt, the Deputy Assistant Secretary at the US Treasury Department talk about the secular and cyclical factors that are currently affecting the ways our markets are functioning. VIEW SUMMARY

Category: Risk Management | Published: 20 May 2016 | Type: Video

Forming FRTB action plans: Tactical vs. Transformational

Company: IBM Business Analytics

This report, examines what banks are doing to achieve FRTB compliance and shares examples of best practice from banks who are leading the way. It looks at the operational impacts of implementing new measures and new technologies, and the expected impact on regulatory capital requirements. VIEW SUMMARY

Category: Compliance | Published: 19 May 2016 | Type: White Paper

Rating: + 8

Breaking down IFRS 9 implementation

Company: Wolters Kluwer

This white paper addresses the common technical and operational issues involved in IFRS 9 projects and solutions implementation, outlining areas of best practice and common pitfalls that should be avoided. VIEW SUMMARY

Category: Compliance | Published: 17 May 2016 | Type: White Paper

Rating: + 8

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