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Operational Risk white papers

Found  243 white papers and resources

Below you will find a collection of operational risk white papers by industry leading experts. This information resource looks at key industry issues and practices, which can be used to aid in the decision-making process and help maintain a competitive advantage.

Operational risk is the type risk that a company is exposed to from the execution of business functions. It is a wide concept that has rapidly evolved over the years. It includes risk that arises from the break downs of internal procedures, systems and people, plus external events. Fraud risks, legal risks, physical risk and environmental risks also are encompassed in operational risk.

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Understanding the Riskiness of A GLWB Rider For FIAs

Company: Numerix LLC

This white paper assesses the risk associated with a GLWB rider for FIAs and analyses how different modelling choices can affect these risks. In Particular, the impacts of improving the estimate of future caps will be explored. VIEW SUMMARY

Category: Market Risk | Published: 26 May 2016 | Type: White Paper

Data integrity for MiFID II

Company: Gresham

This white paper explores the differences between the orignal MiFID I and the new MiFID II; the challenges financial institutions will face; and who is responsible for trade reporting under the new regulation VIEW SUMMARY

Category: MiFiD | Published: 25 May 2016 | Type: White Paper

Rating: + 5

Changes in the market structure and their implications for financial stability: Exclusive video content from the annual Risk USA Conference

Company: Risk USA

In this exclusive video content from the Risk USA Conference, hear from Patrick Pinschmidt, the Deputy Assistant Secretary at the US Treasury Department talk about the secular and cyclical factors that are currently affecting the ways our markets are functioning. VIEW SUMMARY

Category: Risk Management | Published: 20 May 2016 | Type: Video

Forming FRTB action plans: Tactical vs. Transformational

Company: IBM Business Analytics

This report, examines what banks are doing to achieve FRTB compliance and shares examples of best practice from banks who are leading the way. It looks at the operational impacts of implementing new measures and new technologies, and the expected impact on regulatory capital requirements. VIEW SUMMARY

Category: Infrastructure | Published: 19 May 2016 | Type: White Paper

Rating: + 4

Breaking down IFRS 9 implementation

Company: Wolters Kluwer

This white paper addresses the common technical and operational issues involved in IFRS 9 projects and solutions implementation, outlining areas of best practice and common pitfalls that should be avoided. VIEW SUMMARY

Category: Compliance | Published: 17 May 2016 | Type: White Paper

Rating: + 4

IFRS 9: Unexpected Gains from Expected Losses

Company: Wolters Kluwer

This white paper explores IFRS 9 requirements and discusses how implementing a successful IFRS 9 strategy will allow organisations to justify key decisions and actions to employees and external supervisors. VIEW SUMMARY

Category: Regulation | Published: 15 April 2016 | Type: White Paper

Rating: + 7

The State of Data Management Programs

Company: Sapient Global Markets

This white paper presents a set of considerations based on findings from a recent survey conducted by the Enterprise Data Management (EDM) Council, in order to help organizations achieve operational success. VIEW SUMMARY

Category: Market Data | Published: 14 April 2016 | Type: White Paper

Rating: + 4

The Future of Collateral Management

Company: CloudMargin

This white paper focuses on the future of collateral management and examines how new regulation has significantly impacted the risks of providing collateral. VIEW SUMMARY

Category: Regulation | Published: 07 April 2016 | Type: White Paper

Rating: + 10

The New Growth Enabler: Letting go of legacy systems

Company: Eagle Investment Systems

In an exclusive WatersTechnology survey of senior financial technology decision-makers, 40 percent of respondents say they have been on existing platforms for more than 10 years, and to succeed in a changing market and meet expectations from customers and regulators alike, firms will benefit from VIEW SUMMARY

Category: Operational Risk | Published: 06 April 2016 | Type: White Paper

Rating: + 2

The 10 greatest challenges and pitfalls when designing and implementing SA-CCR

Company: Misys

This white paper explores the greatest challenges financial institutions will face when implementing SA-CCR. VIEW SUMMARY

Category: Regulation | Published: 05 April 2016 | Type: White Paper

Rating: + 7

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