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FCA’s Use of Dealing Commission


On 10th July 2014 the FCA issued Discussion Paper 14/31 on the use of dealing commission regime: “Feedback on our thematic supervisory review and policy debate on the market for research”. This Discussion Paper builds on the Consultation Paper CP 13/17: “Consultation on use of dealing commission rules”... view abstract

Category: Hedge Funds | Published: 22 September 2014 | Type: White Paper

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