Operational Risk & Regulation

News, analysis and opinion on risk and regulation

All content by Operational Risk & Regulation

Special report: Unauthorised trading

Company:Operational Risk & Regulation

Download this special report from Operational Risk & Regulation to find out why the risk of unauthorised trading grows from cultural and control problems and what can be learned from UBS’s $2.3 billion rogue trading loss uncovered in 2011. Read also an interview with Neil Roth, New York-based head... view abstract

Category: Operational Risk | Published: 16 March 2015 | Type: White Paper

Rating: + 19

OpRisk & Regulation: GRC Special Report

Company:Operational Risk & Regulation

Within this special report CoreStream offer a set of considerations when implementing or refining a GRC practice (pages 4 and 5) and Oracle discuss risk/reward and big data and how it can benefit the Governance Risk and Compliance process (pages 10 and 11).

Category: Operational Risk | Published: 09 March 2015 | Type: White Paper

Rating: + 18