PricewaterhouseCooper LLP

PwC's Financial Services Regulatory Practice assists top tier financial institutions in managing and implementing change driven by legislation, regulation and supervisory expectations. Now with over 25 years of experience, PwC was the first major consulting and accounting firm to organize a dedicated regulatory practice.

To meet our clients' evolving needs, we combine our deep team of senior ex-regulators (from the Federal Reserve, OCC, FDIC, SEC, CFTC, and CFPB) with experienced industry executives and unparalleled industry knowledge gained from our leading market position as advisor and auditor to the top global banks, asset managers and insurers.


All content by PricewaterhouseCooper LLP

The ORSA: How prepared are you?

Company:PricewaterhouseCooper LLP

As your company prepares for ORSA, how do you know if your perception of readiness matches reality? In the 2012 PwC ORSA readiness survey1, over 80% of insurers felt their ERM frameworks were ORSA ready, yet only 38% had Boards that were more than passively engaged in ERM/ORSA, and only 35% had developed... view abstract

Category: Enterprise Risk Management | Published: 12 August 2014 | Type: White Paper

Rating: + 5

Nonbank SIFIs: No solace for US asset managers

Company:PricewaterhouseCooper LLP

This Regulatory Brief analyses the OFR report and the Consultative Document, and concludes with our continued view that the council will propose a few large asset managers for designation.

Category: Operational Risk | Published: 24 March 2014 | Type: White Paper

Rating: + 7