This white paper explores what is involved in implementing new regulations and how the front office will need to adapt in response to the changes.
This report outlines some of the main benchmarks for ethics and compliance programs, as well as giving an insight into how to calculate and capitalise on them.
This white paper discusses the issues raised by MiFIR reporting and explores various challenges that financial institutions face when implementing this new regulation. The paper further provides in-depth analysis from industry experts in the form of a virtual roundtable and Q&A.
This white paper outlines several key articles from MiFID II, which financial institutions should examine in order to make sure they comply with the new risk requirements.
This white paper outlines the key aspects of an effective process framework for managing the risks of bribery and corrupt payments.
This white paper explores IFRS 9 requirements and discusses how implementing a successful IFRS 9 strategy will allow organisations to justify key decisions and actions to employees and external supervisors.
Having examined existing trends and attitudes to transaction cost analysis, this white paper describes how organisations can build upon current their use of this analytical tool in order to improve the investment process.
This white paper focuses on the future of collateral management and examines how new regulation has significantly impacted the risks of providing collateral.
This white paper explores the greatest challenges financial institutions will face when implementing SA-CCR.
This white paper discusses the main catalysts for change in recent regulation and the implications this will have for businesses.