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Found  794 white papers and resources

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Will your business practices come back to haunt you? Use technology to mitigate your chances of conduct risk

Company: ACL

Conduct risk is not something that can be identified by applying a simple boilerplate. Each financial services business will have its own culture, customer base, product portfolio and marketing strategy, so the risks will to some extent be bespoke to the business and they may also be deep-rooted. VIEW SUMMARY

Category: Compliance | Published: 14 August 2015 | Type: White Paper

Rating: + 5

Extract long term benefit from Pillar III Reporting Data

Company: Moody's Analytics

This white paper addresses why insurers should view the data collated for Pillar III reporting as an essential information source for all strategic risk and capital decision-making within their organizations. VIEW SUMMARY

Category: Compliance | Published: 07 January 2016 | Type: White Paper

Rating: + 5

How to End the Balkanization of Risk Exposure

Company: OpenLink

Over the past decade, the pressure has VIEW SUMMARY

Category: Compliance | Published: 26 July 2013 | Type: White Paper

Rating: + 4

Dynamic Investment Strategies for Corporate Pension Funds in the Presence of Sponsor Risk

Company: EDHEC-Risk Institute

This research was produced as part of the "Asset-Liability Management and Institutional Investment Management" research chair at EDHEC-Risk Institute, in partnership with BNP Paribas Investment Partners. VIEW SUMMARY

Category: Asset Liability Management | Published: 02 April 2012 | Type: White Paper

Rating: + 1

Seeking Optimal ETF Execution in Electronic Markets

Company: Bloomberg

This paper, first published in the Journal of Trading, looks at how you can seek optimal ETF execution in electronic markets. VIEW SUMMARY

Category: Private Equity | Published: 04 September 2014 | Type: White Paper

Dynamics of disruption: An ‘Uber’ approach to compliance reporting

Company: Sapient Global Markets

This white paper explores why it is no longer a matter of if—but rather when and how—firms will exit the “business” of trade and transaction reporting. VIEW SUMMARY

Category: MiFiD | Published: 09 November 2015 | Type: White Paper

Rating: + 5

Islamic asset finance

Company: Clifford Chance

Under review is how conventional secured lending and leasing structure for an asset can be developed into a Shari'a compliant product, thereby providing asset leasing companies and operators with the opportunity to meet their financing needs by accessing the liquidity of the Islamic finance market. VIEW SUMMARY

Category: Commodities | Published: 15 May 2013 | Type: White Paper

Rating: + 1

Risk management tools for the buy side

Company: UBS Delta

Risk management for the buy side has many similarities with that for the sell side, but there are also many significant differences. VIEW SUMMARY

Category: Structured Products | Published: 06 September 2011 | Type: Article

Rating: + 3

Latest developments in interest rate hedging products claims

Company: Mills & Reeve LLP

An investigation by the Financial Services Authority (FSA) has determined that 90% of interest rate hedging products such as swaps did not comply with regulatory requirements. This white paper reviews the Green & Rowley v RBS judgment and how it will impact financial institutions in the future. VIEW SUMMARY

Category: Interest Rate Derivatives | Published: 03 May 2013 | Type: White Paper

Enforcement — what to expect under the Financial Conduct Authority

Company: Eversheds LLP

This white paper reviews the recent breakup of the Financial Services Authority (FSA). It provides insight into how the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) will regulate the UK’s financial services industry in the future. VIEW SUMMARY

Category: Compliance | Published: 02 May 2013 | Type: White Paper

Rating: + 1

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