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Found  788 white papers and resources

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Enforcement — what to expect under the Financial Conduct Authority

Company: Eversheds LLP

This white paper reviews the recent breakup of the Financial Services Authority (FSA). It provides insight into how the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) will regulate the UK’s financial services industry in the future. VIEW SUMMARY

Category: Compliance | Published: 02 May 2013 | Type: White Paper

Rating: + 1

High Growth Segment: New market now open

Company: Shoosmiths LLP

A recent announcement by the London Stock Exchange has ensured that the UK becomes a more attractive listing destination for fast-growing companies. This white paper reviews this announcement and analyses the rules that companies need to adhere to gain trading admission. VIEW SUMMARY

Category: Credit Risk | Published: 02 May 2013 | Type: White Paper

Recent Developments in the Russian Securities Market Regulatory Regime

Company: Latham & Watkins LLP

This white paper reviews Law 282-FZ that was recently passed by the Russian State Duma. It introduces important amendments to key laws on the securities market, joint stock companies, banks and banking activity. VIEW SUMMARY

Category: Litigation | Published: 01 May 2013 | Type: White Paper

Private equity update: April 2013

Company: Wragge & Co LLP

This white paper reviews a number of new private equity updates, such as the ‘Patent Box’ regime, the London Stock Exchange's new High Growth Segment and restrictive covenants. The facts and issues of each update are discussed and analysed in detail. VIEW SUMMARY

Category: Private Equity | Published: 13 May 2013 | Type: White Paper

Rating: + 2

Consumer credit - getting ready for the new regulator

Company: Wragge & Co LLP

The government recently decided to transfer regulatory responsibility of consumer credit and second charge mortgages from the Office of Fair Trading (OFT) to the Financial Conduct Authority (FCA). This white paper analyses this decision and sets out an anticipated time-line for transfer. VIEW SUMMARY

Category: Compliance | Published: 09 May 2013 | Type: White Paper

Rating: + 1

M&A representations and warranties insurance: what every buyer and seller needs to know

Company: Weil Gotshal & Manges

This white paper looks at what every buyer and seller needs to know about an extremely valuable instrument that can help close deals, not delay them, provide real coverage for troublesome aspects of a deal, and distinguish one's offer in a competitive bidding situation. VIEW SUMMARY

Category: Private Equity | Published: 22 May 2013 | Type: White Paper

Rating: + 2

Guide to the FSA redress scheme for interest rate hedging products: key questions answered

Company: Memery Crystal LLP

Under consideration in this white paper is the redress scheme announced by the FSA in relation to interest rate hedging products, including who can claim redress as a ‘non-sophisticated’ customer. VIEW SUMMARY

Category: Interest Rate Derivatives | Published: 07 May 2013 | Type: White Paper

Amendments to the CIS regulations and regulatory treatment of closed-end funds

Company: Clifford Chance

Following the consultation by the Monetary Authority of Singapore (MAS), changes were made to prospectus disclosure requirements applying for offers of units in collective investment schemes to the retail public. The impact of these changes is discussed in this white paper. VIEW SUMMARY

Category: Hedge Funds | Published: 15 May 2013 | Type: White Paper

Rating: + 1

An update on LIBOR claims: an alternative judicial view

Company: Holman Fenwick Willan LLP

Litigation that has been generated from LIBOR manipulation has seen a large number of interest rate swap (IRS) mis-selling claimants amend their pleas. This white paper reviews such cases and their outcomes. VIEW SUMMARY

Category: Litigation | Published: 14 May 2013 | Type: White Paper

Recent and potential changes to the Japanese Insider Trading Regulations

Company: Clifford Chance

This white paper provides an outline of changes to Japan’s insider trading and the related monetary penalty system in late 2012. Also in the spotlight are further potential changes to their Insider Trading Regulations expected to come about in 2013. VIEW SUMMARY

Category: Operational Risk | Published: 15 May 2013 | Type: White Paper

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