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Found  785 white papers and resources

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Recent and potential changes to the Japanese Insider Trading Regulations

Company: Clifford Chance

This white paper provides an outline of changes to Japan’s insider trading and the related monetary penalty system in late 2012. Also in the spotlight are further potential changes to their Insider Trading Regulations expected to come about in 2013. VIEW SUMMARY

Category: Operational Risk | Published: 15 May 2013 | Type: White Paper

Achieving compliance for data security on removable devices

Company: Check Point Software

This document looks at how to meet requirements for data security in a way that is fully manageable and transparent to users alongside the compliance requirements of the GSi Code of Connection (CoCo) for data security on removable devices. VIEW SUMMARY

Category: Operational Risk | Published: 17 June 2010 | Type: White Paper

Rating: + 1

Managing risk through a collaborative ecosystem

Company: Workshare

The collaboration evolution has changed the workplace. Collaborative ecosystems that were well suited for yesterday’s workplace have become outdated and unable to meet the changing demands of an increasingly mobile and geographically dispersed workforce. VIEW SUMMARY

Category: Technology Systems and Software | Published: 25 June 2013 | Type: White Paper

UAE investment funds regulation: funds industry welcomes changes

Company: Clifford Chance

The UAE Securities and Commodities Authority (SCA) has made some significant changes to its Investment Funds Regulations (IFR) prior to the 12 month transitional period (during which all fund managers are to apply for approval of their funds for marketing in the UAE) expiring in August 2013. VIEW SUMMARY

Category: Compliance | Published: 15 May 2013 | Type: White Paper

The use of non-GAAP financial measures — a disclosure guide

Company: Skadden Arps Slate Meagher & Flom

This alert provides practical guidance for the use of non-GAAP measures that balances the needs of issuers, the market and the US Securities & Exchange Commission. VIEW SUMMARY

Category: Compliance | Published: 21 May 2013 | Type: White Paper

European venture capital funds: regulation adopted by Council and European Parliament

Company: Clifford Chance

Under review is how from 22 July 2013, a large group of 'AIFMD exempt' European venture capital managers may elect for 'EuVECA' status of their venture capital funds. By complying with certain requirements they will become entitled to a European marketing passport (and share certain other benefits). VIEW SUMMARY

Category: Private Equity | Published: 15 May 2013 | Type: White Paper

Changes in money laundering requirements on the horizon

Company: Bond Pearce LLP

Combating money laundering and other financial crime is a pressing pan-global concern and a focus of the UK's regulators, with failings in this area carrying significant risk. This white paper reviews the latest issues of concern and proposed regulatory changes impacting the financial sector. VIEW SUMMARY

Category: Compliance | Published: 05 April 2013 | Type: White Paper

Rating: + 2

Workforce mobilisation and IT - the positives for businesses

Company: Workshare

This white paper summarises an online survey on mobile working, Bring Your Own Device and the use of consumer-based file sharing applications. It looks at how employees are working with mobile devices, consumer-based applications, and engagement with IT departments to accommodate its requirements. VIEW SUMMARY

Category: Technology Systems and Software | Published: 25 June 2013 | Type: White Paper

Meeting regulatory challenges: metadata in court submissions

Company: Workshare

The removal of metadata before sharing or submitting documents to courts is essential to an organisation as it ensures confidentiality of sensitive information. This white paper examines the various challenges associated with the cleaning of metadata and includes removal best practices. VIEW SUMMARY

Category: Technology Systems and Software | Published: 21 May 2013 | Type: White Paper

Credit Charging in the Trading Book

Company: SunGard

In this white paper, SunGard examines the scope of credit charging in the trading book, as well as the long term business and technological implications of the increased reliance on such a charge. VIEW SUMMARY

Category: Credit Risk | Published: 01 September 2009 | Type: White Paper

Rating: + 1

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