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Risk, portfolio margin, regulation: regtech to the rescue
In a white paper outlining the complexity of setting the course for risk, margin and regulation, Sterling Trading Tech’s Brian Saldeen explains how a robust risk and margin system can deliver advanced analytics as a risk-as-a-service solution, allowing firms to monitor regulation T, portfolio…
Risk, portfolio margin, regulation: regtech to the rescue
In a white paper outlining the complexity of setting the course for risk, margin and regulation, Sterling Trading Tech’s Brian Saldeen explains how a robust risk and margin system can deliver advanced analytics as a risk-as-a-service solution, allowing firms to monitor regulation T, portfolio…
The power of three: how technology, service and expertise can transform investment operations
Investment and wealth managers are investing more in technology these days, but not necessarily with an optimal strategy that reaps expected efficiency gains and cost reductions. Technology alone only gets you so far. You need the right operational ecosystem, experts and competent service support…
Prometeia’s LLM/GenAI Validation Framework
The whitepaper introduces Prometeia's LLM/GenAI Validation Framework, which is a method to validate generative AI models for financial applications.
A guide to home equity investments: the untapped real estate asset class
Despite near-term headwinds, the US housing market remains one of the most resilient asset classes available to private investors. Home equity investments (HEIs) present an innovative route to residential home equity exposure that is both capital-efficient and scalable, while offering the potential…
Vendor spotlight: Dixtior AML transaction monitoring solutions
The Chartis Research report, AML transaction monitoring solutions, considers how, by working together, financial institutions, vendors and regulators can create more effective anti-money laundering (AML) systems. The report uses Chartis’ RiskTech Quadrant to explain the structure of the market…
Outlook for e-FX: opportunities and risks for banks
As electronification spreads into new areas of foreign exchange trading, banks are under pressure to digitise more of their offerings to remain competitive. The race is now on to automate pricing, trading and hedging in areas such as non-deliverable forwards, swaps and options. This not only…
Driving a modern operational resilience program
Strengthen your operational resilience processes, meet pertinent regulatory requirements in this space, and enhance business continuity practices with the help of high-performance GRC technology.
Recovering Greeks from sensitivities
This quantitative paper presents a model-independent method for calculating delta, vega and rho based on a comparison of the sensitivities of any derivative payoff with those of its underlying observables. This allows for generic definitions for these Greeks with an intuitive geometric…
Stress-testing and capital adequacy in banking: tackling technology challenges
This article builds on the discussions held in a Chartis and Appian webinar, which covered how banks have sharpened their focus on stress tests. These tests, varying in methodology and scope, rely on extensive data from various business lines and asset classes. However, smaller banks still lack…