Many regulations were put on hold in 2020, while capital markets firms concentrated on continuing business amid COVID-19. In 2021, major regulations will come to the forefront.
From anti-money laundering (AML) rules, Fundamental Review of the Trading Book (FRTB) and RegBI to OTC reform and the LIBOR transition, you must be able to act swiftly and smartly to ensure compliance and get the greatest return on your investment.
However, the trading compliance ecosystem presents a unique set of technology challenges. Large volumes of transactions trigger complex and overlapping rules that define which transactions are permitted, who may transact them and what parties are behind them.
Firms must also track and analyse communications, as well as stay on top of reporting requirements across multiple regulatory regimes and jurisdictions. Read the white paper and start improving your insight today.