Regulation
699 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Take advantage of relative value credit opportunities with advanced bond analytics
This whitepaper explores the challenges of bond analytics and how access to the right analytics can provide opportunities for more comprehensive trading strategies.
Shifting Cybersecurity from Compliance to a Risk Focus
Cyberattacks have grown in frequency and sophistication, with 3,813 data breaches reported in the first half of 2019, which was an increase of 54% over the previous year. And in light of COVID- 19-related changes in workforce structure and an unplanned shift to remote work environments that might…
7 Steps to Performance-Enhancing ERM
Achieving best practices in risk management takes time and involves progressing through various levels. The important thing is that the three lines of defence are aligned around the ultimate objectives and understand their individual roles. There is an inevitable learning curve as management in the…
Integrated Risk Management (IRM) - The confidence to carpe diem
In a world that has changed almost overnight, businesses across the planet have had to adapt just as fast. Companies in all sectors have expedited their digital transformations across customer, supply chain, and internal operations by three to four years. To stay one jump ahead of the competition,…
Mifid II transaction reporting and risk management – The quest for quality
This report is based on a Risk.net survey commissioned by London Stock Exchange Group, which was completed in August 2021. The survey sought the views of firms that have a transaction reporting obligation under the Markets in Financial Instruments Regulation (Mifir)
The importance of enterprise resilience alongside rapid digital transformation
The Covid-19 pandemic has accelerated digital and organisational transformation for many companies but, as leaders across industries note, this has also made them more vulnerable to new risks. Risk.net and ServiceNow explore why further change is needed.
Risk control 2022: what’s now and what’s next?
Amid a complex and rapidly changing threat landscape, pressure is growing on investment banks to improve the robustness of risk controls across their organisations and take a more forward-looking view of operational risk. This Risk.net survey report explores the current state of risk controls in…
Decrypting crypto: explaining the market from an institutional perspective
A new whitepaper series takes an institutional perspective in examining the multiple dynamics of the cryptocurrency space. In part I explore the increasing range of crypto derivative products that are attracting more capital to the sector and learn how a growing, vested institutional interest in…
Climate intelligence: today and the future
This IDC Market Perspective covers the dynamics of the rapidly evolving AI and ML climate intelligence (CI) market. It includes an overview of why climate intelligence is needed, the fundamentals of climate intelligence and trends, the difference with data analytics and examples of customer success…
Outrunning risk with cloud
Supercharged risks are running circles around banking risk models. Here’s how the cloud can keep you one step ahead.