Compliance
402 white papers and resources
Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements. Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.
Scenario-Based Risk Management: Overcoming the Challenges
This whitepaper explores how financial institutions can use technology to address some of the key challenges of extending enterprise stress testing processes to support scenario-based risk management, operate much more efficiently and derive greater business value from their stress testing…
Letting go of Libor – the evolving transition strategies of 110 banks and buy-side firms
This whitepaper and survey report provides unique insight into the evolving strategies of banks and buy-side entities following a survey Risk.net conducted assessing firms’ readiness for transition
The end of the batch process - how streaming technology will change the world of risk
In risk management, the need for speed has never been more pressing than during the current crisis. Batch processing has been deeply embedded in the banking industry for decades now. From processing end of day batch processes in core systems (e.g. calculating interest) to sending data downstream…
Four Paths to Managing Third-Party Risk in the Digital Era
This paper describes four aspects of third-party relationships that an organization must address in their effort to successfully manage third-party risk.
Credit Risk Management Under Basel IV and Beyond
Basel IV has changed the way banks need to deal with the impact of credit risk on their finance, risk and regulatory compliance functions. It is no longer enough to address credit risk in isolation, as was the case under the Basel I and II guidelines.
Are You Able To Identify Money Laundering Behavior?
This real-time transaction monitoring game offers users the chance to showcase their expertise and identify suspicious transactions and catch criminals, while also minimizing false positives.
The 5 faces of dynamic workforce risk
This whitepaper explains the five faces of dynamic workforce risk.
Stress Testing 2.0: Better Informed Decisions Through Expanded Scenario-Based Risk Management
This paper reviews the maturation of regulatory stress test regimes and explores diverse use cases where stress testing (or, more broadly, scenario-based analysis) may provide value beyond regulatory stress testing.
An insider’s guide to SFTR for the buy-side
This whitepaper will guide you on how to run your programme of work for SFTR. It highlights the most pressing and difficult areas that you should be aware of and gives a balanced view on the best solutions, including a comparison of the reporting models available.
LDTI VS IFRS 17 - Simpler, But Not Simple
An outline of the critical areas to consider when assessing your plan for IFRS 17 and LDTI.