Compliance
381 white papers and resources
Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements. Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.
The evolution of GRC – New tools for the first line of defence
This white paper explores how, in the rapidly changing global financial markets, next-generation governance, risk and compliance solutions are empowering growing numbers of organisations and business users to make risk-aware decisions and increase process efficiency and effectiveness.
Check mates - AI and the future of KYC
Risk.net partnered with specialists NICE Actimize to survey senior financial crime executives in banks and other financial services firms to assess the efficiency of current resources, processes and systems, and the potential of artificial intelligence-assisted technology to reverse a vicious…
How to Spare Yourself the Details of Regulatory Change
This white paper examines why a number of banks are relying on a third-party provider to keep track of the latest regulatory requirements, quickly push out the changes and ensure compliance ahead of the deadline. It further provides a solution for banks looking to future-proof reporting operations.
Seven trends that will transform banking and how technology and analytics can help
As banks wrestle with the technology agenda, this white paper explores the seven trends that are likely to define how the industry evolves over the coming years.
Get Risk Right at Every Level
Sophisticated risk metrics are no longer the sole preserve of top-tier banks. Thanks to an innovative new style of service model, organizations of all sizes can now support highly complex calculations without breaking the budget.
The Building Blocks of UMR
This white paper describes the process firms must adopt to comply with the BCBS and International Organization of Securities Commissions’ new uncleared margin rules (UMR), set to take effect next year. The paper further defines five core elements needed for operational conformity, as well as the…
Collateral management in an uncertain world
This white paper assesses the scale of the collateral management challenge and considers how firms can best prepare for the future by building greater flexibility around collateral management systems and processes.
Overcoming complexity in credit funds
This white paper examines why hedge funds in the credit space frequently end up with a patchwork of infrastructure that is expensive to maintain and difficult to scale; and how funds can overcome these issues with a more holistic and modular approach.
Insurers: Are You Ready for IFRS 17?
This white paper explains why insurers should be taking action now to prepare for the new requirements, and what to look for in an IFRS 17 solution.
Top Three Triggers to Detect Window Dressing
This white paper examines the top three triggers for window dressing and portfolio pumping. It further provides recommendations firms should abide by to instil investor confidence and ensure global regulatory compliance.