This white paper outlines several key articles from MiFID II, which financial institutions should examine in order to make sure they comply with the new risk requirements.
Having examined existing trends and attitudes to transaction cost analysis, this white paper describes how organisations can build upon current their use of this analytical tool in order to improve the investment process.
This white paper discusses the main catalysts for change in recent regulation and the implications this will have for businesses.
We understand that keeping abreast of the latest regulatory developments can be burdensome. To help, our team of financial regulation experts have produced a publication including over 30 practical articles, to help you understand the most important regulatory developments for 2016 and how the…
This white paper explores why it is no longer a matter of if—but rather when and how—firms will exit the “business” of trade and transaction reporting.
This white paper will look at the factors affecting the rise in trade reporting costs, the biggest trade reporting challenges, impending rules and the future of trade reporting.
This white paper explores the current state of trade reporting and shows how growing costs, complexity and regulatory scrutiny are fueling a compelling business case for third-party managed solutions.
Lead into Gold: How Smart Cubes Are Poised to Deliver The Fast Track to Enhanced Risk Management and Compliance
Financial institutions everywhere are facing major data management challenges as they strive to meet emerging regulatory requirements. Broad regulations like FINREP, COREP and MiFID II are all placing new reporting demands on banks and other financial firms. At the same time, individual…
With the 6 October 2014 deadline for T+2 fast approaching, the industry needs to prepare. It is more than 20 years since the Industry User Group (IUG) oversaw the birth of the first vendor electronic trade confirmation (ETC) platforms. Those platforms (Thomson - OASYS Global, London Stock Exchange …
MiFID has been hailed by some analysts as the most fundamental shake up of the European banking sector in a generation. This White Paper provides a key overview of the implications of MIFID.