Regulation
699 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
The Future of Collateral Management
This white paper focuses on the future of collateral management and examines how new regulation has significantly impacted the risks of providing collateral.
The 10 greatest challenges and pitfalls when designing and implementing SA-CCR
This white paper explores the greatest challenges financial institutions will face when implementing SA-CCR.
Regulatory Information Brief: MiFID II - Trade Surveillance: Raising the bar
This white paper discusses the main catalysts for change in recent regulation and the implications this will have for businesses.
Banking in the dark: Data control framework for the new risk era
This white paper assesses the impact of the latest directives designed to combat banking risk. The paper further provides practical advice on getting your systems compliant; operating with greater efficiency; and implementing risk controls that power innovation.
The Game Changes: 10 Essential Elements for Truly Effective Compliance Programs
This paper outlines these game-changers and provides a roadmap with 10 essential elements to getting programs where managements and boards need and want them to be in achieving their compliance objectives.
Webinar: A risk-based performance pipe dream?
In this IBM-sponsored webcast, a panel of industry experts will discuss the obstacles facing risk-based performance management and Peyman Mestchian, managing partner, Chartis will review findings of a new study on risk-based performance management (one of several research papers in Chartis' The…
Data Activate: Your data is an asset. Generate a return.
This white paper provides recommendations and solutions to help enable financial organisations to make better use of the vast data being collected for regulatory purposes. The paper further explains why regulation can now be used as a means to make your business stronger.
Developing a Unified View of Risk: Bridging the Divide Between the Front and Middle Office
This white paper examines the results from a global survey of investment and risk management professionals. The white paper explores the risk management challenges faced by financial firms in today’s markets and how systems can and should adapt in response.
Benchmarking Your Compliance Programmes in EMEA & APAC
This webinar examines the top priorities and major challenges that ethics and compliance professionals are currently facing. The webinar offers recommendations and best practices that can be taken away and used within your own businesses.
Weekly Market Outlook: All eyes on ECB
This white paper provides analysis for major and emerging market currencies. Exploring the future trends of the financial industry. Discovering issues such as ECB action and the Chinese GDP target.