Corporate Structures
44 white papers and resources
Corporate structures
Recent and potential changes to the Japanese Insider Trading Regulations
This white paper provides an outline of changes to Japan’s insider trading and the related monetary penalty system in late 2012. Also in the spotlight are further potential changes to their Insider Trading Regulations expected to come about in 2013.
Changes in money laundering requirements on the horizon
Combating money laundering and other financial crime is a pressing pan-global concern and a focus of the UK's regulators, with failings in this area carrying significant risk. This white paper reviews the latest issues of concern and proposed regulatory changes impacting the financial sector.
Heading up a bank under UK law vs prudential risk assessments
What is current legislation relating to individuals at the helm of a bank, and what impact does it have? This white paper reviews the current situation under UK law. It discusses the key questions of how will regulators ensure that banks do adopt prudential risk assessment? Will overseas banks…
Financial institutions at risk
Issues under consideration in this white paper include the regulatory landscape, guidance on hidden relationships and networks, and how to identify them. It looks at why financial institutions need to address these problems, and the roles of personnel and technology in the effort to combat money…