Regulation

504 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

The Building Blocks of UMR

This white paper describes the process firms must adopt to comply with the BCBS and International Organization of Securities Commissions’ new uncleared margin rules (UMR), set to take effect next year. The paper further defines five core elements needed for operational conformity, as well as the…