Regulation

701 white papers and resources

Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.

Price check: is your firm keeping pace with IPV

Independent price verification (IPV) and valuation control are key requirements of financial firms’ compliance, risk management and reporting activities. But the growing complexity of financial markets and patchy liquidity means regulators and auditors increasingly expect firms to source more…

Crypto: too important to ignore

This WatersTechnology rapid read survey report examines the crypto finance priorities of institutional investors, how far along they are on their crypto journeys, the challenges in entering and participating in this market, and what they value most when partnering with a crypto data and technology…