Operational Risk
395 white papers and resources
Below you will find a collection of operational risk white papers by industry leading experts. This information resource looks at key industry issues and practices, which can be used to aid in the decision-making process and help maintain a competitive advantage. Operational risk is the type risk that a company is exposed to from the execution of business functions. It is a wide concept that has rapidly evolved over the years. It includes risk that arises from the break downs of internal procedures, systems and people, plus external events. Fraud risks, legal risks, physical risk and environmental risks also are encompassed in operational risk.
AML Compliance in Japan: A Risk-Based Approach
As the Financial Action Task Force and the Asia-Pacific Group on Money Laundering approaches its fourth round for mutual evaluation of Japan’s anti-money laundering compliance regime, many institutions—particularly regional and community banks—have found grasping the fundamentals of the problem a…
Custom Software Comes to the Fore
This white paper investigates current custom software trends across the capital markets and how these firms can make the all-important business case for developing and deploying proprietary applications.
Model Risk Management | How to measure and quantify model risk?
The intent of this paper is to analyse how model risk management requirements change the banks’ view on their models, especially regarding the quantification of associated risks, and to introduce a new framework methodology.
Data Programs – Enabling the Business
This special report focuses on data management challenges at investment banking and asset management firms—specifically the role chief data officers must play in overseeing complex, long-term data projects.
The Future of Risk Modelling: Taking the risk out of next-generation risk modeling − from data to decision
This white paper explores the complexities and risks inherent in pervasive adoption of risk modelling.
Transforming Financial Services: Creating efficiencies across operating functions
This white paper explores how process improvement through new technology can lead to better integration and transparency, as well as deeper insights across departments.
AI Use-Cases Emerge Across the Back Office
This white paper explores increased interest from firms on both sides of the industry around the development and deployment of AI technology across their back offices, specific usecases for the technology and how capital markets firms can go about making the business case for its adoption.
Creating a Culture Supporting AI Success
This white paper explores three factors that contribute to a successful AI culture: people, strategy and technology. It has never been more important to create an AI culture; after all, how long can your company survive without oxygen?
The Finance Business Partner Survey
FSN surveyed 600+ senior finance professionals about the future of the finance function as a business partner. This infographic explores how finance business partners help drive top-line growth, strategy, and innovation.
How will Credit Spread Risk in the Banking Book be put into practice?
This white paper aims to understand whether and how banks are approaching the assessment of their Credit Spread Risk in the Banking Book (CSRBB), and to identify best practices in preparation for compliance.