Regulation
700 white papers and resources
Regulation underpins the practices and procedures of every single activity undertaken by the banking and finance communities: from what information needs to be contained in a disclosure document through to what constitutes bribery. Regulation is increasingly in focus, as the world’s governments struggle to bring us all back to financial stability. Below you will find law and regulation white papers that will show you the latest developments and what you need to do so your organisation stays within the law.
Weekly Market Outlook: All eyes on ECB
This white paper provides analysis for major and emerging market currencies. Exploring the future trends of the financial industry. Discovering issues such as ECB action and the Chinese GDP target.
Reading the Tea Leaves of Recent Regulatory Guidance
This white paper will explore the Federal Reserve’s “Guidance on Supervisory Assessment of Capital Planning and Positions” (SR 15-18 and SR 15-19). The paper further examines the BCBS’s “Guidance on Credit Risk and Accounting for Expected Credit Losses”.
Peer Data and Analysis to Enhance Your Global Ethics and Compliance Programme
This report examines the responses from 247 ethics and compliance business professionals and explores what drives investment in compliance, the key risk areas and potential challenges.
Fundamental Review of the Trading Book: Impacts & Market Perspectives
This white paper analyses the Fundamental Review of the Trading Book (FRTB), covering its origins, responsibilities and priorities. The paper further identifies how market participants interpret the reform and examines some of the FRTB’s key issues.
Asset management in the Solvency II transition
This white paper explores how the implementation of Solvency II regulation will require further refinements in the way insurers approach asset management.
Pioneering leadership and navigating risk to reach the summit: Exclusive video content from the Family Office Leadership Summit
Lord Alan West has worked in many professions. These range from cyber security and Olympic safety to counter terrorism. This video shares his experiences from his prolific career on how through effective leadership, even the worst of storms can be weathered with ease and risk mitigated to the…
Cray® XC™ Series Supercomputer Accelerates CVA Performance in Addressing Counterparty Risk
This white paper explores the uses for Credit Valuation Adjustment (CVA) in meeting the ever changing regulation and reporting requirements.
Best Practices of Business- Specific Stress Testing: Advice From the Front Lines of Bank Risk Management
This white paper, which is the second in a two part series, explores best practices gathered from banks that are successfully using bank-specific stress tests to run their business smarter, safer and more profitably.
Risk-Weighted Assets (RWA) density | What lies behind this underrated financial ratio
This white paper will cover the origins of the Risk-Weighted Assets ratio and the history of its use in financial analysis. The paper will further showcase its characteristics and behavioural traits, exemplified through a number of theoretical tests.
Elements of business-driven stress testing: Going beyond government-mandated stress testing to generate business-specific insights
This white paper, which is the first in a two part series, investigates going beyond government-mandated stress testing to generate business-specific insights and drive better performance.