Compliance
454 white papers and resources
Risk Library hosts a number of compliance white papers and analysis reports by leading experts. Use the information resource for the latest industry developments and to ensure that your organisation meets all financial regulatory requirements. Compliance means conforming to a set of best practice controls set by the organisation or externally, by governments and non-governmental bodies. They are enforced usually through management processes that identify, assess and initiate relevant corrective action each time these laws, policies, regulations, contracts or strategies are broken.
Margin calling—Is your VaR methodology ready for initial margin on uncleared derivatives?
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives. The revised “near-final” draft of requirements would be phased in from 2015 to 2019, impacting the largest entities first, with the…
Evolution for efficiency: Active Collateral Management
Through centuries of financial innovation, experimentation, and standardization, dependable collateral has been consistently used to effectively mitigate the credit risk of financial transactions.
The optimization of everything: OTC derivatives, counterparty credit risk and funding
The global financial crisis has created much excitement over counterparty credit risk (CCR) and, in recognition of this, banks have been improving their practices around CCR. Download this white paper to find out more.
Risk Transparency
This report is a valuable resource which will enable you to gain a competitive advantage in the increasingly important area of risk transparency and reporting. Learn how to dissect the form, content and subjective transparency of the information you provide to management and outside stakeholders;…
CCAR and Beyond - Capital Assessment, Stress Testing and Applications
Following the global financial crisis, the Comprehensive Capital Analysis Review – CCAR – has emerged in the US as the most dominant regulatory regime to face banks in recent years: banks must be able to prove to regulators that they have sufficient capital to weather a severe economic downturn.
Getting SMART with Anti Money Laundering: Detection, Investigation and Reporting
This paper will address some of the issues financial institutions face and will show you how to get SMART with anti-money laundering.
Developing a strong risk appetite program - challenges and solutions
This paper describes several challenges associated with risk appetite program development, technical constraints associated with implementation and some commonly deployed solutions.
The global challenge of liquidity: compliance to business advantage
In this new report, we examine why liquidity is so challenging and the steps banks around the world will need to take, not just to survive but to gain a competitive advantage.
The architecture of next-generation intraday liquidity risk management
The financial crisis of 2007 — 2008, and the sustained volatility and spikes in systemic liquidity risk in the years since. This paper explores potential risk solutions to this challenge.
Scotiabank Enabling real-time credit analysis
This case study looks at how Scotiabank wanted to efficiently manage capital and credit so that it could conduct more business without increasing overall risk. Download now to find out how they did it.