This paper discusses the complexities facing investments management firms as they tackle the new requirements of the Investment Firms Regulation (IFR) according to the Investment Firms Directive (IFD). With the June 26, 2021 deadline looming, firms operating in Europe must implement IFR based on…
An outline of the critical areas to consider when assessing your plan for IFRS 17 and LDTI.
This report outlines the key issues facing the industry in Risk Data, Aggregation and Regulatory Reporting (RDAR) cost compliance, details a robust methodology designed to highlight the core trends and ‘levers’ governing RDAR compliance costs, and offers clear, actionable insight to readers…
This white paper provides a overview and checklist of the key elements of MIFID II (and its accompanying Regulation – MiFIR) which are likely to create new obligations for your trade surveillance function. It further explores the regulatory technical standards issued and their area of influence.
This white paper is designed to help organisations get up and running with the major components and related processes for MiFID II. It further explores how your organisation can quickly build a fully integrated regulatory reporting solution to aid compliance.
This white paper addresses one of the key regulations the top executives at financial institutions have on their agenda: MiFID II. What are the key data challenges and what technology is needed to solve them? These and many other questions are answered in this paper.
This white paper aims to help organization solve the MiFID II challenge. It further explains how there is still time for organisations to take on a MiFID II technology solution ready for the 2018 deadline.
This white paper addresses the fast approaching deadline for Europe’s Benchmarks Regulation. It further provides guidance and information from the regulator to help organisations ensure compliance from January 2018.
Finding Flow: The Case for Electronification in OTC Markets, Its Evolution and Its Future in Illiquid Markets
This white paper explores the evolution of electronic OTC derivatives trading platforms. It further examines the benefits of growing adoption of electronic RFQ platforms, for structured and exotic products.
This white paper explores the differences between the orignal MiFID I and the new MiFID II; the challenges financial institutions will face; and who is responsible for trade reporting under the new regulation