This white paper addresses the key challenges of FRTB implementation and compliance. It further examines the complexity of managing and collecting all the data required to adequately comply with the FRTB rules.
This special report focuses on the business and operational benefits that banks stand to accrue through the systematization of their cash and liquidity management functions, while also examining the technologies and best practices that firms might look to develop to make such endeavors feasible.
This white paper provides a overview and checklist of the key elements of MIFID II (and its accompanying Regulation – MiFIR) which are likely to create new obligations for your trade surveillance function. It further explores the regulatory technical standards issued and their area of influence.
This white paper analyses the implications for 3 different Brexit scenarios for central counterparties (CCPs, or clearing houses), clearing brokers and end users. Download the paper to ensure your organisation can be fully prepared for a "hard", "medium" or "soft" Brexit.
This white paper is designed to help organisations get up and running with the major components and related processes for MiFID II. It further explores how your organisation can quickly build a fully integrated regulatory reporting solution to aid compliance.
This white paper explores why banks must integrate the management of liquidity and interest rate risks under ALM, and move toward true risk-adjusted pricing by implementing the technology platforms that support such solutions.
This white paper examines the challenges faced by risk management executives when attempting to replace their risk technology architectures. It highlights lessons learned during this process and pitfalls to avoid, including those related to technical, operational, and cultural factors.
This white paper examines the importance of establishing and implementing an effective regulatory ecosystem powered by technology. If further explores how harnessing RegTech can help significantly reduce compliance-related cost and enhance control.
This animated video provides highlights from an exclusive survey from WatersTechnology, in association with SmartStream. It offers insights into why there should be opportunities for firms to extract more value from regulatory driven projects and realising cost efficiencies.
This white paper explores the processes surrounding liquidity management the regulation affecting liquidity thresholds. It examines the value of bringing liquidity systems and processes together to ensure all information impacting liquidity can be viewed in a single system.